SEC Company Response from Dominari Holdings Inc. (DOMH) (CIK 0000012239) (DOMH) — Jul 18, 2017
Dominari Holdings Inc. (DOMH) (CIK 0000012239)
Date: July 18, 2017 · CIK: 0000012239 · Accession: 0001615774-17-003703
AI Filing Summary & Sentiment
File numbers found in text: 333-218216
Letter
LAIDLAW & COMPANY (UK) LTD.
546 Fifth Avenue, 5th Floor
New York, New York 10036
July 18, 2017
Via EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Re: Spherix Incorporated Registration Statement on Form S-1
(SEC File No. 333-218216)
Ladies and Gentleman:
In connection with the above referenced Registration Statement, and pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended (the “Act”), the undersigned, the representative of the several underwriters (the “Representative”), hereby joins in the request of Spherix Incorporated that the effective date of the above-referenced Registration Statement be accelerated so that the Registration Statement may become effective on 5:30 p.m. Eastern Time on Tuesday, July 18, 2017, or as soon as practicable thereafter.
Pursuant to Rule 460 under the Act, please be advised that during the period from July 3, 2017 through the date of this letter, the preliminary prospectus, dated July 3, 2017 (the “Preliminary Prospectus”), in connection with the Registration Statement were distributed (either in print or electronic form) approximately as follows:
Copies to underwriters:
Copies to prospective dealers:
Copies to prospective institutional investors:
Copies to prospective retail investors:
Total
Copies of the Preliminary Prospectus were available to anyone requesting the same at the offices of the underwriters.
The Representative confirms on behalf of itself and the several underwriters that they have complied with and will continue to comply with Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Sincerely,
LAIDLAW &
COMPANY (UK) LTD.
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CORRESP
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LAIDLAW & COMPANY (UK) LTD.
546 Fifth Avenue, 5th Floor
New York, New York 10036
July 18, 2017
Via
EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Re:
Spherix Incorporated Registration Statement on Form S-1
(SEC File No. 333-218216)
Ladies and Gentleman:
In connection with the above referenced Registration
Statement, and pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended (the “Act”),
the undersigned, the representative of the several underwriters (the “Representative”), hereby joins in the request
of Spherix Incorporated that the effective date of the above-referenced Registration Statement be accelerated so that the Registration
Statement may become effective on 5:30 p.m. Eastern Time on Tuesday, July 18, 2017, or as soon as practicable thereafter.
Pursuant to Rule 460 under the Act, please
be advised that during the period from July 3, 2017 through the date of this letter, the preliminary prospectus, dated July 3,
2017 (the “Preliminary Prospectus”), in connection with the Registration Statement were distributed (either in print
or electronic form) approximately as follows:
Copies to underwriters:
20
Copies to prospective dealers:
0
Copies to prospective institutional investors:
20
Copies to prospective retail investors:
50
Total
90
Copies of the Preliminary Prospectus were
available to anyone requesting the same at the offices of the underwriters.
The Representative confirms on behalf of itself
and the several underwriters that they have complied with and will continue to comply with Rule 15c2-8 promulgated under the Securities
Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Sincerely,
LAIDLAW &
COMPANY (UK) LTD.
As Representative of the several underwriters
/s/ Hugh Regan__________________________
By: Hugh Regan
Title: Executive Director