SEC Company Response from FORUM FUNDS (CIK 0000315774) — Nov 15, 2004
FORUM FUNDS (CIK 0000315774)
Date: Nov. 15, 2004 · CIK: 0000315774 · Accession: 0001275125-04-000396
AI Filing Summary & Sentiment
File numbers found in text: 811-3023
Letter
RE: Forum Funds File Nos. 2-67052; 811-3023 Dear Mr. Ganley:
<DESCRIPTION>CORRESPONDENCE FILING citigroup [logo]
November 15, 2004
Mr. John M. Ganley U.S. Securities and Exchange Commission Room 5302, Mail Stop 5-6 450 Fifth Street, N.W. Washington, D.C. 20549
The registration statement for Jordan Opportunity Fund, a series of Forum Funds (the "Registrant"), filed pursuant to Rule 485(a)(2) of the Securities Act of 1933, as amended (the "1933 Act") (Post- Effective Amendment No. 150, No. 151 under the Investment Company Act of 1940, as amended) filed on September 1, 2004, became effective today. However, comments received from SEC staff have not yet been resolved. Accordingly, this registration statement will not be used to sell shares of the fund until all issues are resolved. All necessary changes will be filed at a subsequent date pursuant to Rule 485(b) under the 1933 Act.
If you have any questions concerning this filing, please do not hesitate to contact me at (207) 822-6228.
Sincerely,
/s/ Patrick J. Keniston
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<DOCUMENT>
<TYPE>CORRESP
<SEQUENCE>1
<FILENAME>ff04-166.txt
<DESCRIPTION>CORRESPONDENCE FILING
<TEXT>
citigroup [logo]
November 15, 2004
Mr. John M. Ganley
U.S. Securities and Exchange Commission
Room 5302, Mail Stop 5-6
450 Fifth
Street, N.W.
Washington, D.C. 20549
RE: Forum Funds
File Nos. 2-67052; 811-3023
Dear Mr. Ganley:
The registration statement for Jordan Opportunity Fund, a series of Forum Funds
(the "Registrant"), filed pursuant to Rule 485(a)(2) of the Securities Act of
1933, as amended (the "1933 Act") (Post- Effective Amendment No. 150, No. 151
under the Investment Company Act of 1940, as amended) filed on September 1,
2004, became effective today. However, comments received from SEC staff have not
yet been resolved. Accordingly, this registration statement will not be used to
sell shares of the fund until all issues are resolved. All necessary changes
will be filed at a subsequent date pursuant to Rule 485(b) under the 1933 Act.
If you have any questions concerning this filing, please do not hesitate to
contact me at (207) 822-6228.
Sincerely,
/s/ Patrick J. Keniston
Patrick J. Keniston
Forum Administrative Services, LLC
cc: Anthony C.J. Nuland
Seward and Kissel, LLP
FORUM FINANCIAL GROUP, LLC TWO PORTLAND SQUARE PORTLAND, MAINE 04101
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