SEC Company Response from ARROW FINANCIAL CORP (AROW) (CIK 0000717538) (AROW) — Aug 12, 2011
ARROW FINANCIAL CORP (AROW) (CIK 0000717538)
Date: Aug. 12, 2011 · CIK: 0000717538 · Accession: 0000717538-11-000056
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-175236
Letter
VIA EDGAR AND FACSIMILE 703-813-6983 Securities and Exchange Commission Attention: Division of Corporate Finance Re: Arrow Financial Corporation Registration Statement on Form S-3 filed June 29, 2011 (File No. 333-175236), as amended by Pre-Effective Amendment No. 1 to Form S-3 filed August 11, 2011
Dear Mr. McNair:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, Arrow Financial Corporation (the “Company”) hereby requests acceleration of effectiveness of the above-referenced Registration Statement to Monday, August 15, 2011, 4:00 p.m. Eastern Time, or as soon as practicable thereafter.
In connection with this request for acceleration, the Company acknowledges that:
·
should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
·
the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
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the Company may not assert the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
If you have any questions with respect to the foregoing, please contact me at (518) 745-1000, extension 512. Thank you very much.
Very truly yours,
ARROW FINANCIAL CORPORATION
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CORRESP 1 filename1.htm . [Arrow Financial Corporation Letterhead] August 12, 2011 VIA EDGAR AND FACSIMILE 703-813-6983 Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 Attention: Mr. Matt McNair Division of Corporate Finance Re: Arrow Financial Corporation Registration Statement on Form S-3 filed June 29, 2011 (File No. 333-175236), as amended by Pre-Effective Amendment No. 1 to Form S-3 filed August 11, 2011 Dear Mr. McNair: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Arrow Financial Corporation (the “Company”) hereby requests acceleration of effectiveness of the above-referenced Registration Statement to Monday, August 15, 2011, 4:00 p.m. Eastern Time, or as soon as practicable thereafter. In connection with this request for acceleration, the Company acknowledges that: · should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; · the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and · the Company may not assert the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. If you have any questions with respect to the foregoing, please contact me at (518) 745-1000, extension 512. Thank you very much. Very truly yours, ARROW FINANCIAL CORPORATION By: Terry R. Goodemote Executive Vice President and Chief Financial Officer cc: Thomas B. Kinsock, Thompson Coburn LLP