SEC Comment Letter for STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672) (SF) — Oct 24, 2012
STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672)
Date: Oct. 24, 2012 · CIK: 0000720672 · Accession: 0000000000-12-058660
AI Filing Summary & Sentiment
Reasoning
Letter
October 24, 2012 Via E -mail Ronald J. Kruszewski Chief Executive Officer Stifel Financial Corp . 501 North Broadway St. Louis, MO 63102 -2102
Re: Stifel Financial Corp. Form 10 -K for the Fiscal Year Ended December 31, 2011 Filed February 28, 2012 File No. 001 -09305
Dear Mr. Kruszewski:
We have completed our review of your filing s. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing s and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing s to be certain that the filing s include the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Michael Seaman for
Show Raw Text
October 24, 2012 Via E -mail Ronald J. Kruszewski Chief Executive Officer Stifel Financial Corp . 501 North Broadway St. Louis, MO 63102 -2102 Re: Stifel Financial Corp. Form 10 -K for the Fiscal Year Ended December 31, 2011 Filed February 28, 2012 File No. 001 -09305 Dear Mr. Kruszewski: We have completed our review of your filing s. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing s and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing s to be certain that the filing s include the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Michael Seaman for Suzanne Hay es Assistant Director