SEC Comment Letter for STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672) (SF) — Jul 29, 2013
STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672)
Date: July 29, 2013 · CIK: 0000720672 · Accession: 0000000000-13-041367
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 001-09305
Letter
July 29, 2013 Via E -mail James M. Zemylak Senior Vice President and Chief Financial Officer Stifel Financial Corp. 501 N. Broadway St. Louis, Missouri 63102 -2188
Re: Stifel Financial Corp. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed March 1, 2013 File No. 001-09305
Dear Mr. Zemylak :
We have completed our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities la ws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Angela Connell for
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July 29, 2013 Via E -mail James M. Zemylak Senior Vice President and Chief Financial Officer Stifel Financial Corp. 501 N. Broadway St. Louis, Missouri 63102 -2188 Re: Stifel Financial Corp. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed March 1, 2013 File No. 001-09305 Dear Mr. Zemylak : We have completed our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities la ws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Angela Connell for Stephanie J. Ciboroski Senior Assistant Chief Accountant