SEC Company Response from STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672) (SF) — May 20, 2010
STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672)
Date: May 20, 2010 · CIK: 0000720672 · Accession: 0001193125-10-125322
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-166355
Letter
Via EDGAR and Facsimile (703-813-6984) Securities and Exchange Commission Division of Corporation Finance Attention: Thomas Kluck, Branch Chief Stifel Financial Corp. Registration Statement on Form S-4 Filed on April 28, 2010 File No. 333-166355
Dear Mr. Kluck:
Pursuant to Rule 461 of the General Rules and Regulations of the Securities Act of 1933, as amended, the undersigned registrant hereby requests that the effectiveness of the above-referenced registration statement be accelerated to May 24, 2010, at 12:00 p.m., Eastern Time, or as soon thereafter as practicable.
In addition, the registrant hereby acknowledges that:
•
should the Securities and Exchange Commission (the “Commission”) or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
•
the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
•
the Company may not assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Please call Robert J. Endicott at (314) 259-2447 or Todd M. Kaye at (314) 259-2194 if you have any questions or comments. Thank you for your continued assistance.
Very truly yours,
STIFEL FINANCIAL CORP.
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CORRESP 1 filename1.htm Acceleration Request [Stifel Letterhead] May 20, 2010 Via EDGAR and Facsimile (703-813-6984) Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Thomas Kluck, Branch Chief Re: Stifel Financial Corp. Registration Statement on Form S-4 Filed on April 28, 2010 File No. 333-166355 Dear Mr. Kluck: Pursuant to Rule 461 of the General Rules and Regulations of the Securities Act of 1933, as amended, the undersigned registrant hereby requests that the effectiveness of the above-referenced registration statement be accelerated to May 24, 2010, at 12:00 p.m., Eastern Time, or as soon thereafter as practicable. In addition, the registrant hereby acknowledges that: • should the Securities and Exchange Commission (the “Commission”) or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; • the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and • the Company may not assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. Please call Robert J. Endicott at (314) 259-2447 or Todd M. Kaye at (314) 259-2194 if you have any questions or comments. Thank you for your continued assistance. Very truly yours, STIFEL FINANCIAL CORP. By: /s/ James M. Zemlyak Name: James M. Zemlyak Title: Senior Vice President, Treasurer, and Chief Financial Officer