SEC Company Response from STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672) (SF) — Apr 25, 2016
STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672)
Date: April 25, 2016 · CIK: 0000720672 · Accession: 0001193125-16-554216
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 001-09305
Referenced dates: April 11, 2016
Letter
Via EDGAR (Correspondence) Office of Financial Services United States Securities and Exchange Commission Division of Corporation Finance Filed February 23, 2016 Form 10-K for the Fiscal Year Ended December 31, 2015 Filed March 1, 2016 File No. 001-09305
Dear Mr. Rodriquez:
We refer to the comment letter dated April 11, 2016 from the staff of the Division of Corporation Finance of the Securities and Exchange Commission concerning the Form 8-K of Stifel Financial Corp. filed with the Commission on February 23, 2016 and Form 10-K for the fiscal year ended December 31, 2015 of Stifel Financial Corporation filed with the Commission on March 1, 2016. In that letter, you requested that we submit our responses to you within 10 business days. While we have made significant progress in preparing our responses to your inquiries, our process is not yet complete. As a result, we respectively request additional time to complete our responses. We expect to be able to complete our reply no later than Wednesday, May 4, 2016, but hope to have the process completed prior to that date.
Thank you for your consideration. If you have any questions regarding the foregoing, do not hesitate to contact the undersigned at (314) 342-2000.
Sincerely,
/s/ James M. Zemlyak
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CORRESP 1 filename1.htm CORRESP Via EDGAR (Correspondence) April 25, 2016 Mr. Gus Rodriguez, Accounting Branch Chief Office of Financial Services United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Stifel Financial Corp. Form 8-K Filed February 23, 2016 Form 10-K for the Fiscal Year Ended December 31, 2015 Filed March 1, 2016 File No. 001-09305 Dear Mr. Rodriquez: We refer to the comment letter dated April 11, 2016 from the staff of the Division of Corporation Finance of the Securities and Exchange Commission concerning the Form 8-K of Stifel Financial Corp. filed with the Commission on February 23, 2016 and Form 10-K for the fiscal year ended December 31, 2015 of Stifel Financial Corporation filed with the Commission on March 1, 2016. In that letter, you requested that we submit our responses to you within 10 business days. While we have made significant progress in preparing our responses to your inquiries, our process is not yet complete. As a result, we respectively request additional time to complete our responses. We expect to be able to complete our reply no later than Wednesday, May 4, 2016, but hope to have the process completed prior to that date. Thank you for your consideration. If you have any questions regarding the foregoing, do not hesitate to contact the undersigned at (314) 342-2000. Sincerely, /s/ James M. Zemlyak James M. Zemlyak President and Chief Financial Officer (Principal Financial Officer) cc: Ronald J. Kruszewski, Chairman and Chief Executive Officer David M. Minnick, Senior Vice President and General Counsel Mark P. Fisher, Senior Vice President and General Counsel