SEC Company Response from STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672) (SF) — Jul 17, 2018
STIFEL FINANCIAL CORP (SF, SFB, SF-PB, SF-PC, SF-PD) (CIK 0000720672)
Date: July 17, 2018 · CIK: 0000720672 · Accession: 0001193125-18-219816
AI Filing Summary & Sentiment
Reasoning
Letter
July 17, 2018
VIA EDGAR
U.S. Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention: Ms. Pamela Long
Assistant Director
Office of Financial Services
Re: Stifel Financial Corp.
Registration Statement on Form S-4
Filed June 20, 2018
File No. 333- 225729
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, Stifel Financial Corp. (the “Company”) hereby requests acceleration of the effective date of the above-referenced Registration Statement so that it will become effective at 5:00 p.m., Eastern Time, on Wednesday, July 18, 2018, or as soon as possible thereafter.
Please contact Robert C. Azarow of Arnold & Porter, counsel to the Company, at (212) 836-7477 or via email at robert.azarow@arnoldporter.com, as soon as the Registration Statement has been declared effective, or if you have any questions concerning this request.
Very truly yours,
STIFEL FINANCIAL CORP.
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CORRESP 1 filename1.htm CORRESP July 17, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Pamela Long Assistant Director Office of Financial Services Re: Stifel Financial Corp. Registration Statement on Form S-4 Filed June 20, 2018 File No. 333- 225729 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Stifel Financial Corp. (the “Company”) hereby requests acceleration of the effective date of the above-referenced Registration Statement so that it will become effective at 5:00 p.m., Eastern Time, on Wednesday, July 18, 2018, or as soon as possible thereafter. Please contact Robert C. Azarow of Arnold & Porter, counsel to the Company, at (212) 836-7477 or via email at robert.azarow@arnoldporter.com, as soon as the Registration Statement has been declared effective, or if you have any questions concerning this request. Very truly yours, STIFEL FINANCIAL CORP. By: /s/ James M. Zemlyak Name: James M. Zemlyak Title: Co-President & Chief Financial Officer STIFEL FINANCIAL CORP. ONE FINANCIAL PLAZA | 501 NORTH BROADWAY | ST. LOUIS, MISSOURI 63102 | 314-342-2000 | WWW.STIFEL.COM