SEC Comment Letter for Cardiff Lexington Corp (CDIX) (CIK 0000811222) (CDIX) — Oct 4, 2013
Cardiff Lexington Corp (CDIX) (CIK 0000811222)
Date: Oct. 4, 2013 · CIK: 0000811222 · Accession: 0000000000-13-054880
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 000-49709
Referenced dates: September 20, 2013, September 9, 2013
Letter
October 3, 2013 Via E-mail Daniel Thompson Chief Executive Officer Cardiff International, Inc. 2747 Paradise Road Unit 1103 Las Vegas, NV 89109
Re: Cardiff International, Inc. Revised Information Statement on Schedule 14C Filed August 2, 2013 File No. 000-49709
Dear Mr. Thompson :
We have reviewed your response letter dated September 20, 2013 . In some of our comments, we may ask you to provide us with information so we may better understand your disclosure. Where we refer to prior comments we are referring to our letter dated September 9, 2013.
Please respond to this l etter within ten business days by providing the requested information, or by advising us when you will pro vide the requested response. If you do not believe our comments apply to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response.
After reviewing any amendment to your filing and the information y ou provide in response to these comments, we may have additional comments.
General 1. You state that p rior to your advisory meeting, one of your non -affiliate shareholder s contacted several of your shareholders with the suggestion to restructu re the Compan y. You also state that the non -affiliated shareholder’s recommendations were welcome d by the contacted shareholders and that such shareholders requested that you adopt “the plan to restructure.” Please clarify the specific proposals the non -affiliated investor proposed to you and your shareholders during the advisory meeting.
Daniel Thompson Cardiff International, Inc. October 3, 2013 Page 2
Please contact Ivan Griswold , Attorney -Advisor, at (202) 551 -3853 or, in h is absence, me at (202) 551 -3456 with any questions.
Sincerely,
/s/ Matthew Crispino
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October 3, 2013 Via E-mail Daniel Thompson Chief Executive Officer Cardiff International, Inc. 2747 Paradise Road Unit 1103 Las Vegas, NV 89109 Re: Cardiff International, Inc. Revised Information Statement on Schedule 14C Filed August 2, 2013 File No. 000-49709 Dear Mr. Thompson : We have reviewed your response letter dated September 20, 2013 . In some of our comments, we may ask you to provide us with information so we may better understand your disclosure. Where we refer to prior comments we are referring to our letter dated September 9, 2013. Please respond to this l etter within ten business days by providing the requested information, or by advising us when you will pro vide the requested response. If you do not believe our comments apply to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After reviewing any amendment to your filing and the information y ou provide in response to these comments, we may have additional comments. General 1. You state that p rior to your advisory meeting, one of your non -affiliate shareholder s contacted several of your shareholders with the suggestion to restructu re the Compan y. You also state that the non -affiliated shareholder’s recommendations were welcome d by the contacted shareholders and that such shareholders requested that you adopt “the plan to restructure.” Please clarify the specific proposals the non -affiliated investor proposed to you and your shareholders during the advisory meeting. Daniel Thompson Cardiff International, Inc. October 3, 2013 Page 2 Please contact Ivan Griswold , Attorney -Advisor, at (202) 551 -3853 or, in h is absence, me at (202) 551 -3456 with any questions. Sincerely, /s/ Matthew Crispino Matthew Crispino Attorney -Advisor