Correspondence 0000894189-25-000130 from SWISS HELVETIA FUND, INC. (SWZ) (CIK 0000813623) (SWZ)
SWISS HELVETIA FUND, INC. (SWZ) (CIK 0000813623)
Date: Jan. 10, 2025 · CIK: 0000813623 · Accession: 0000894189-25-000130
AI Filing Summary & Sentiment
File numbers found in text: 811-05128
Letter
TELEPHONE: 1-212-558-4000
FACSIMILE: 1-212-558-3588
WWW.SULLCROM.COM
125 Broad Street
New York, New York 10004-2498
______________________
LOS ANGELES • PALO ALTO • WASHINGTON, D.C.
BRUSSELS • FRANKFURT • LONDON • PARIS
BEIJING • HONG KONG • TOKYO
MELBOURNE • SYDNEY
January 10, 2025
VIA EDGAR
U.S. Securities and Exchange Commission
Division of Investment Management
100 F. Street, N.E.
Washington, D.C. 20549
RE:
The Swiss Helvetia Fund, Inc.
Commission File No. 811-05128
Preliminary Proxy Materials Relating to Special Meeting of Stockholders
Ladies and Gentlemen:
On behalf of The Swiss Helvetia Fund, Inc., a Delaware corporation that has registered as a closed end fund under the Investment Company Act of 1940, as amended (the “1940 Act”), we are transmitting for filing under Rule 14a-6(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Company’s preliminary proxy statement and form of proxy (the “Preliminary Proxy Materials”) relating to the a Special Meeting of Stockholders of the Company (the “Meeting”).
The Company is filing the Preliminary Proxy Materials because the Company is seeking approval of a new investment advisory agreement between the Company and Bulldog Investors, LLC and related changes in the Fund’s fundamental investment objective and fundamental investment restrictions.
Please be advised that the Company currently anticipates releasing definitive proxy materials as soon as practicable on or after January 24th. To accommodate the Company’s proposed timing for the release of definitive proxy materials, we would appreciate your prompt attention to the Preliminary Proxy Materials. Please direct any communications concerning the Preliminary Proxy Materials to the undersigned at (212) 558-4940 or at farrarw@sullcrom.com.
Very truly yours,
/s/ William G. Farrar
Show Raw Text
CORRESP
1
filename1.htm
TELEPHONE: 1-212-558-4000
FACSIMILE: 1-212-558-3588
WWW.SULLCROM.COM
125 Broad Street
New York, New York 10004-2498
______________________
LOS ANGELES • PALO ALTO • WASHINGTON, D.C.
BRUSSELS • FRANKFURT • LONDON • PARIS
BEIJING • HONG KONG • TOKYO
MELBOURNE • SYDNEY
January 10, 2025
VIA EDGAR
U.S. Securities and Exchange Commission
Division of Investment Management
100 F. Street, N.E.
Washington, D.C. 20549
RE:
The Swiss Helvetia Fund, Inc.
Commission File No. 811-05128
Preliminary Proxy Materials Relating to Special Meeting of Stockholders
Ladies and Gentlemen:
On behalf of The Swiss Helvetia Fund, Inc., a Delaware corporation that has registered as a closed end fund under the Investment Company Act of 1940,
as amended (the “1940 Act”), we are transmitting for filing under Rule 14a-6(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Company’s preliminary proxy statement and form of proxy (the “Preliminary Proxy Materials”)
relating to the a Special Meeting of Stockholders of the Company (the “Meeting”).
The Company is filing the Preliminary Proxy Materials because the Company is seeking approval of a new investment advisory agreement between the
Company and Bulldog Investors, LLC and related changes in the Fund’s fundamental investment objective and fundamental investment restrictions.
Please be advised that the Company currently anticipates releasing definitive proxy materials as soon as practicable on or after January 24th.
To accommodate the Company’s proposed timing for the release of definitive proxy materials, we would appreciate your prompt attention to the Preliminary Proxy Materials. Please direct any communications concerning the Preliminary Proxy Materials
to the undersigned at (212) 558-4940 or at farrarw@sullcrom.com.
Very truly yours,
/s/ William G. Farrar
William G. Farrar
cc:
Andrew Dakos
(The Swiss Helvetia Fund, Inc.)