SEC Company Response from GeoVax Labs, Inc. (GOVX) (CIK 0000832489) (GOVX) — Nov 3, 2010
GeoVax Labs, Inc. (GOVX) (CIK 0000832489)
Date: Nov. 3, 2010 · CIK: 0000832489 · Accession: 0000950123-10-099811
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-165828
Letter
United States Securities and Exchange Commission Division of Corporation Finance RE: GeoVax Labs, Inc. Registration Statement on Form S-1 File No. 333-165828
Dear Mr. Riedler:
In accordance with Rule 461, I am writing this letter on behalf of GeoVax Labs, Inc., the registrant, to request that the Securities and Exchange Commission declare the above-captioned registration statement effective at 5:00 p.m., November 4, 2010, or as soon as practicable thereafter.
GeoVax Labs, Inc. (the “Company”) hereby acknowledges that:
•
it is aware of its obligations under the Securities Act of 1933;
•
should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
•
the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
•
the Company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Mr. Jeffrey P. Riedler
November 2, 2010
Page 2
If you have any questions, please contact me at 678-384-7224. Thank you for your time and attention.
Very truly yours,
GEOVAX LABS, INC.
By: /s/ Mark W. Reynolds
Mark W. Reynolds
Chief Financial Officer
cc:
Michael Rosenthal, Esq.
Robert T. McNally, Ph.D.
Clinton D. Richardson, Esq.
T. Clark Fitzgerald III, Esq.
GLOBAL HUNTER SECURITIES LLC
400 Poydras Street, Suite 3100
New Orleans, Louisiana 70130
(504) 410-8010
November 2, 2010
Mr. Jeffrey P. Riedler
Assistant Director
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
RE:
GeoVax Labs, Inc.
Registration Statement on Form S-1
File No. 333-165828
Dear Mr. Riedler:
In accordance with Rule 461, I am writing this letter on behalf of Global Hunter Securities LLC, placement agent (the “Placement Agent”) for the offering of securities by GeoVax Labs, Inc., the registrant, to request that the Securities and Exchange Commission declare the above-captioned registration statement effective at 5:00 p.m., November 4, 2010, or as soon as practicable thereafter.
The Placement Agent hereby acknowledges that it is aware of its obligations under the Securities Act of 1933. In addition, the Placement Agent hereby confirms that it has received verbal approval of the transaction contemplated by the above-captioned registration statement from FINRA.
If you have any questions, please contact me at (504) 410-8017. Thank you for your time and attention.
Very truly yours,
GLOBAL HUNTER SECURITIES LLC
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GeoVax Labs, Inc.
1900 Lake Park Drive
Suite 380
Smyrna, Georgia 30080
(678) 384-7220
November
2, 2010
Mr. Jeffrey P. Riedler
Assistant Director
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
RE:
GeoVax Labs, Inc.
Registration Statement on Form S-1
File No. 333-165828
Dear Mr. Riedler:
In accordance with Rule 461, I am writing this letter on behalf of GeoVax Labs, Inc., the
registrant, to request that the Securities and Exchange Commission declare the above-captioned
registration statement effective at 5:00 p.m., November 4, 2010, or as soon as practicable
thereafter.
GeoVax Labs, Inc. (the “Company”) hereby acknowledges that:
•
it is aware of its obligations under the Securities Act of 1933;
•
should the Commission or the staff, acting pursuant to delegated authority, declare
the filing effective, it does not foreclose the Commission from taking any action with
respect to the filing;
•
the action of the Commission or the staff, acting pursuant to delegated authority,
in declaring the filing effective, does not relieve the Company from its full
responsibility for the adequacy and accuracy of the disclosure in the filing; and
•
the Company may not assert staff comments and the declaration of effectiveness as a
defense in any proceeding initiated by the Commission or any person under the federal
securities laws of the United States.
Mr. Jeffrey P. Riedler
November 2, 2010
Page 2
If you have any questions, please contact me at 678-384-7224. Thank you for your time and
attention.
Very truly yours,
GEOVAX LABS, INC.
By:
/s/ Mark W. Reynolds
Mark W. Reynolds
Chief Financial Officer
cc:
Michael Rosenthal, Esq.
Robert T. McNally, Ph.D.
Clinton D. Richardson, Esq.
T. Clark Fitzgerald III, Esq.
GLOBAL HUNTER SECURITIES LLC
400 Poydras Street, Suite 3100
New Orleans, Louisiana 70130
(504) 410-8010
November 2, 2010
Mr. Jeffrey P. Riedler
Assistant Director
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
RE:
GeoVax Labs, Inc.
Registration Statement on Form S-1
File No. 333-165828
Dear Mr. Riedler:
In accordance with Rule 461, I am writing this letter on behalf of Global Hunter Securities
LLC, placement agent (the “Placement Agent”) for the offering of securities by GeoVax Labs,
Inc., the registrant, to request that the Securities and Exchange Commission declare the
above-captioned registration statement effective at 5:00 p.m., November 4, 2010, or as soon as
practicable thereafter.
The Placement Agent hereby acknowledges that it is aware of its obligations under the
Securities Act of 1933. In addition, the Placement Agent hereby confirms that it has received
verbal approval of the transaction contemplated by the above-captioned registration statement from
FINRA.
If you have any questions, please contact me at (504) 410-8017. Thank you for your time and
attention.
Very truly yours,
GLOBAL HUNTER SECURITIES LLC
By:
/s/ Gary Meringer
Gary Meringer
General Counsel
cc:
Nandini Acharya, Esq.
Robert T. McNally, Ph.D.
Clinton D. Richardson, Esq.
T. Clark Fitzgerald III, Esq.
Shivbir Grewal, Esq.
Susan Krause, Esq.