SEC Company Response from GeoVax Labs, Inc. (GOVX) (CIK 0000832489) (GOVX) — Aug 8, 2006
GeoVax Labs, Inc. (GOVX) (CIK 0000832489)
Date: Aug. 8, 2006 · CIK: 0000832489 · Accession: 0001016193-06-000119
AI Filing Summary & Sentiment
Reasoning
Letter
Via EDGAR Securities and Exchange Commission Re: Dauphin Technology, Inc. Revised Preliminary Information Statement on Schedule 14C File No. 0-52091
Dear Ms. Jacobs:
Yesterday Dauphin Technology, Inc. filed a revised Preliminary Information Statement via EDGAR and sent an overnight copy to SEC Staff. We have just become aware of disclosure that may not be clear. On page 3 of the Preliminary Information Statement on Schedule 14C and in our response letter, there is a list of the Majority Shareholders. The Preferred Stockholders are entitled to 20 votes for each share owned. The 14C, and our response letter, sets forth the number of shares owned rather than the number of votes that the preferred stockholders are entitled to. We believe that better disclosure is to disclose the number of votes owned which is 20 times the number of shares owned by the preferred stockholders. Accordingly, upon the filing of the Definitive Schedule 14C we will revise document to reflect that the Majority Stockholders own the following votes:
Name
Votes
Stavros N. Pagageorgiou
30,000,000 (1)
Helen S. Pagageorgiou
30,000,000 (1)
Nikolaos S. Pagageorgiou
100,000,000 (1)
Vasiliki A. Leandrou
40,000,000 (1)
Per K. Reichborn
3,276,000 (2)
Marinis Loukas
2,213,896 (2)
Rick Jones
1,350,000 (2)
Peter M. Tsolinas
1,250,000 (2)
John Douros
1,732,600 (2)
Evangelos Alexandris
1,500,000 (2)
Spiro Angelos
1,000,000 (2)
Dan L. Schlapkol
2,045,000 (2)
Edwin E. Fromer
1,000,000 (2)
Mark Robins
2,608,000 (2)
Barbara C. Jacobs
August 8,
Page
(1) These votes are attributed to shares of preferred stock and were voted pursuant to a conversion Agreement dated May 15, 2006.
(2) These votes are attributed to shares of common stock and were obtained between June 28, 2006 and July 5, 2006.
I am sorry if this has caused you or the SEC staff any problems in your review. If you have any questions, please contact me.
Sincerely,
COHNE,
RAPPAPORT & SEGAL
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CORRESP
1
filename1.htm
Correspondence to SEC
COHNE
RAPPAPORT
& SEGAL
Richard
A. Rappaport
Roger
G. Segal
Jeffrey
L. Silvestrini
David
S. Dolowitz
Vernon
L. Hopkinson
Keith
W. Meade
Ray
M. Beck
A.O.
Headman, Jr.
Julie
A. Bryan
Jeffrey
R. Oritt
Daniel
J. Torkelson
Leslie
Van Frank
Larry
R. Keller
A.
Howard Lundgren
Brian
F. Roberts
Dena
C. Sarandos
Edward
T. Vasquez
Emily
Broadhead Smoak
Joshua
K. Peterman
Thomas
J. Burns
A
PROFESSIONAL CORPORATION
ATTORNEYS AT LAW
257
East 200 South, 7th
Floor
Salt
Lake City, Utah 84111
(801)
532-2666
(801)
238-4606 DIRECT FAX
aoh@crslaw.com
DIRECT E-MAIL
Mailing
Address
Post
Office Box 11008
Salt
Lake City, Utah
84147-0008
Via
EDGAR
August
8,
2006
Mail
Stop 6010
Barbara
C. Jacobs
Assistant
Director
Securities
and Exchange Commission
100
F
Street, N.E.
Washington,
D.C. 20549
Re:
Dauphin
Technology, Inc.
Revised
Preliminary Information Statement on Schedule 14C
File
No. 0-52091
Dear
Ms.
Jacobs:
Yesterday
Dauphin Technology, Inc. filed a revised Preliminary Information Statement
via
EDGAR and sent an overnight copy to SEC Staff. We have just become aware
of disclosure that may not be clear. On page 3 of the Preliminary
Information Statement on Schedule 14C and in our response
letter, there is a list of the Majority Shareholders. The Preferred
Stockholders are entitled to 20 votes for each share owned. The 14C, and
our response letter, sets forth the number of shares owned rather than the
number of votes that the preferred stockholders are entitled to. We
believe that better disclosure is to disclose the number of votes owned which
is
20 times the number of shares owned by the preferred stockholders.
Accordingly, upon the filing of the Definitive Schedule 14C we will revise
document to reflect that the Majority Stockholders own the following
votes:
Name
Votes
Stavros
N. Pagageorgiou
30,000,000
(1)
Helen
S. Pagageorgiou
30,000,000
(1)
Nikolaos
S. Pagageorgiou
100,000,000
(1)
Vasiliki
A. Leandrou
40,000,000
(1)
Per
K. Reichborn
3,276,000
(2)
Marinis
Loukas
2,213,896
(2)
Rick
Jones
1,350,000
(2)
Peter
M. Tsolinas
1,250,000
(2)
John
Douros
1,732,600
(2)
Evangelos
Alexandris
1,500,000
(2)
Spiro
Angelos
1,000,000
(2)
Dan
L. Schlapkol
2,045,000
(2)
Edwin
E. Fromer
1,000,000
(2)
Mark
Robins
2,608,000
(2)
Barbara
C. Jacobs
August
8,
2006
Page
2
(1) These
votes are attributed to shares of preferred stock and were voted pursuant
to a
conversion Agreement dated May 15, 2006.
(2) These
votes are attributed to shares of common stock and were obtained between
June
28, 2006 and July 5, 2006.
I
am
sorry if this has caused you or the SEC staff any problems in your review.
If
you have any questions, please contact me.
Sincerely,
COHNE,
RAPPAPORT & SEGAL
/s/
A.O.
Headman, Jr.