SEC Company Response from HERZFELD CARIBBEAN BASIN FUND INC (HERZ) (CIK 0000880406) (HERZ) — Oct 2, 2014
HERZFELD CARIBBEAN BASIN FUND INC (HERZ) (CIK 0000880406)
Date: Oct. 2, 2014 · CIK: 0000880406 · Accession: 0001398344-14-005148
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-196458, 811-06445
Letter
VIA EDGAR Division of Investment Management The Herzfeld Caribbean Basin Fund, Inc. Registration Statement on Form N-2 (File Nos. 333-196458 and 811-06445) Request for Acceleration of Effective Date
Dear Mr. Zapata:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, The Herzfeld Caribbean Basin Fund, Inc. (the “Registrant”), hereby requests that the Securities and Exchange Commission (the “Commission”) declare the Registrant’s Registration Statement on Form N-2 effective on Friday, October 3, 2014, or as soon as practicable thereafter.
With respect to our request for acceleration, the Registrant acknowledges that:
·
Should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
·
The action of the Commission or staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the fund from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
·
The Fund may not assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
You may direct any questions or comments concerning this request to John P. Falco, Esq. of Pepper Hamilton LLP (215) 981- 4659 or, in his absence, to John M. Ford, Esq. (215) 981 - 4009.
THE HERZFELD CARIBBEAN BASIN FUND, INC.
By: /s/ Reanna J. M. Lee
Reanna J.M. Lee
Secretary and Treasurer
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CORRESP
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The Herzfeld Caribbean Basin Fund, Inc.
119 Washington Avenue, Suite 504
Miami Beach, FL 33139
(305) 271-1900
October 2, 2014
VIA EDGAR
U.S. Securities and Exchange Commission
Division of Investment Management
100 F Street, NE
Washington, D.C. 20549
Attn: Alberto Zapata, Senior Counsel
Re:
The Herzfeld Caribbean Basin Fund, Inc.
Registration Statement on Form N-2
(File Nos. 333-196458 and 811-06445)
Request for Acceleration of Effective Date
Dear Mr. Zapata:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, The Herzfeld Caribbean Basin Fund, Inc. (the “Registrant”), hereby requests that the Securities and Exchange Commission (the “Commission”) declare the Registrant’s Registration Statement on Form N-2 effective on Friday, October 3, 2014, or as soon as practicable thereafter.
With respect to our request for acceleration, the Registrant acknowledges that:
·
Should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
·
The action of the Commission or staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the fund from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
·
The Fund may not assert this action as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
You may direct any questions or comments concerning this request to John P. Falco, Esq. of Pepper Hamilton LLP (215) 981- 4659 or, in his absence, to John M. Ford, Esq. (215) 981 - 4009.
THE HERZFELD CARIBBEAN BASIN FUND, INC.
By:
/s/ Reanna J. M. Lee
Reanna J.M. Lee
Secretary and Treasurer