SEC Comment Letter for MORGAN STANLEY (MS, MS-PA, MS-PE, MS-PF, MS-PI, MS-PK, MS-PL, MS-PO, MS-PP, MS-PQ) (CIK 0000895421) (MS) — Jun 3, 2015
MORGAN STANLEY (MS, MS-PA, MS-PE, MS-PF, MS-PI, MS-PK, MS-PL, MS-PO, MS-PP, MS-PQ) (CIK 0000895421)
Date: June 3, 2015 · CIK: 0000895421 · Accession: 0000000000-15-029481
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 001-11758
Letter
June 2, 2015 Via E-Mail Jonathan Pruzan Chief Financial Officer Morgan Stanley 1585 Broadway New York, New York 10036
Re: Morgan Stanley Form 10-K for Fiscal Year Ended December 31, 2014 Filed March 2 , 2014 File No. 001-11758
Dear Mr. Pruzan :
We have com pleted our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are res ponsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Kevin W. Vaughn for
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June 2, 2015 Via E-Mail Jonathan Pruzan Chief Financial Officer Morgan Stanley 1585 Broadway New York, New York 10036 Re: Morgan Stanley Form 10-K for Fiscal Year Ended December 31, 2014 Filed March 2 , 2014 File No. 001-11758 Dear Mr. Pruzan : We have com pleted our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are res ponsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Kevin W. Vaughn for Suzanne Hayes Assistant Director