SEC Company Response from MORGAN STANLEY (MS, MS-PA, MS-PE, MS-PF, MS-PI, MS-PK, MS-PL, MS-PO, MS-PP, MS-PQ) (CIK 0000895421) (MS) — Mar 7, 2013
MORGAN STANLEY (MS, MS-PA, MS-PE, MS-PF, MS-PI, MS-PK, MS-PL, MS-PO, MS-PP, MS-PQ) (CIK 0000895421)
Date: March 7, 2013 · CIK: 0000895421 · Accession: 0000950103-13-001622
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-178081
Letter
Office of Capital Markets Trends Division of Corporation Finance Securities and Exchange Commission Morgan Stanley 424 Prospectuses relating to Registration Statement on Form S-3ASR Filed November 21, 2011 File No. 333-178081
Dear Ms. Starr:
Morgan Stanley is pleased to respond to your letter of February 21, 2013 concerning its 424 Prospectuses relating to Registration Statement on Form S-3ASR Filed November 21, 2011.
Morgan Stanley is in the process of finalizing its processes and communications with clients regarding its proposed disclosure. Morgan Stanley confirms that it will comply promptly with the comments set forth in your letter and in your prior letter with respect to its future prospectuses.
This is to acknowledge that (a) Morgan Stanley is responsible for the adequacy and accuracy of the disclosure in the filings, (b) Staff comments or changes to disclosure in response to Staff comments do not foreclose the Commission from taking any action with respect to the filings; and (c) Morgan Stanley may not assert Staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
Please feel free to contact me at 212-762-5777 if you would like further clarification or additional information.
Sincerely,
/s/ Martin M. Cohen
Show Raw Text
CORRESP 1 filename1.htm Martin M. Cohen Managing Director 1221 Avenue of the Americas New York, NY 10020 marty.cohen@morganstanley.com March 7, 2013 By EDGAR & Email Ms. Amy M. Starr Chief Office of Capital Markets Trends Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Mail Stop 4561 Washington, DC 20549 Re: Morgan Stanley 424 Prospectuses relating to Registration Statement on Form S-3ASR Filed November 21, 2011 File No. 333-178081 Dear Ms. Starr: Morgan Stanley is pleased to respond to your letter of February 21, 2013 concerning its 424 Prospectuses relating to Registration Statement on Form S-3ASR Filed November 21, 2011. Morgan Stanley is in the process of finalizing its processes and communications with clients regarding its proposed disclosure. Morgan Stanley confirms that it will comply promptly with the comments set forth in your letter and in your prior letter with respect to its future prospectuses. This is to acknowledge that (a) Morgan Stanley is responsible for the adequacy and accuracy of the disclosure in the filings, (b) Staff comments or changes to disclosure in response to Staff comments do not foreclose the Commission from taking any action with respect to the filings; and (c) Morgan Stanley may not assert Staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. Please feel free to contact me at 212-762-5777 if you would like further clarification or additional information. Sincerely, /s/ Martin M. Cohen Martin M. Cohen Managing Director and Corporate Secretary cc: Raquel Fox, Securities and Exchange Commission Maria Douvas-Orme, Managing Director (212-762-4888) Elisha Tuku, Executive Director (212-762-5511)