SEC Comment Letter for Oncotelic Therapeutics, Inc. (OTLC) (CIK 0000908259) (OTLC) — Oct 9, 2013
Oncotelic Therapeutics, Inc. (OTLC) (CIK 0000908259)
Date: Oct. 9, 2013 · CIK: 0000908259 · Accession: 0000000000-13-055892
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File numbers found in text: 333-191531
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October 9, 2013 Via E -mail Peter Langecker, M.D., Ph.D. Chief Executive Officer OXiGENE, Inc. 701 Gateway Blvd., Suite 210 South San Francisco, California 94080 Re: OXiGENE, Inc. Registration Statement on Form S-3 Filed October 2, 2013 File No. 333-191531 Dear Dr. Langecker : We have limited our review of your registration statement to the issue we have addressed in our comment . Please respond to this letter by amending your registration statement and providing the requested information . Where you do not believe our comment applies to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After revi ewing any amendment to your registration statement and the information you provide in response to this comment , we may have additional comments. General 1. We note that you have a separate registration statement on Form S -1, filed August 8, 2013 , that is currently being reviewed by the staff . Please be advised that we will not be in a positio n to accelerate the effectiveness of your registration statement on Form S -3 until our revi ew of your registration statement on Form S -1 has been completed . We urge all persons who are responsible for the accuracy and adequacy of the disclosu re in the filing to be certain that the filing includes the information the Securities Act of 193 3 and all applicable Securities Act rules require. Since the company and its management are in possession of all facts relating to a company’s disclosure, the y are responsible for the accuracy and adequacy of the disclosures they have made. Notwithstanding our comments, in the event you request acceleration of the effective date of the pending registration statement please provide a written statement from th e company acknowledging that: Peter Langecker , M.D., Ph.D. OXiGENE, Inc. October 9, 2013 Page 2 should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and the company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. Please refer to Rules 460 and 461 regarding requests for acceleration . We will consider a written request for acceleration of the effective date of the registration statement as confirmation of the fact that those requesting acceleration are aware of their respective responsibilities under the Securities Act of 1933 and the Securities Exchange Act of 1934 as they relate to the proposed public offering of the securities specified in the above registration statement. Please allow adequate time for us to review any amendment prior to the requested effective date of the registration statement. Please contact Matthew Jones at (202) 551 -3786 or me at (202) 551 -3715 with any other questions. Sincerely, /s/ Daniel Greenspan for Jeffrey P. Riedler Assistant Director cc: Megan Gates Mintz, Levin, Cohn, Ferris Glovsky and Popeo, P.C . One Financial Center Boston, MA 02111