SEC Company Response from BioCardia, Inc. (BCDA) (CIK 0000925741) (BCDA) — Aug 1, 2019
BioCardia, Inc. (BCDA) (CIK 0000925741)
Date: Aug. 1, 2019 · CIK: 0000925741 · Accession: 0001437749-19-015089
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-230779
Letter
Re:
bcda20190731b_corresp.htm
July 31, 2019
Securities and Exchange Commission
100 F. Street, NE
Washington, D.C. 20549
BioCardia, Inc.
Registration Statement on Form S-1
File No. 333-230779
VIA EDGAR
Ladies and Gentlemen:
Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, Maxim Group LLC, as representative of the underwriters, hereby requests acceleration of the effective date of the above-referenced Registration Statement so that it will become effective at 4:30 p.m., Washington D.C. time, on Thursday, August 1, 2019, or as soon thereafter as practicable.
The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
(i)
Date of preliminary prospectus: July 23, 2019.
(ii)
Dates of distribution: July 23, 2019 through the date hereof.
(iii)
Number of prospective underwriters and selected dealers to whom the preliminary prospectus was furnished: 12.
(iv)
Number of prospectuses so distributed: 540.
The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
[Signature Page Follows]
MAXIM GROUP LLC
By: /s/ Clifford A. Teller
Name: Clifford A. Teller
Title: Executive Managing Director
Head of Investment Banking
Show Raw Text
CORRESP 1 filename1.htm bcda20190731b_corresp.htm July 31, 2019 Securities and Exchange Commission 100 F. Street, NE Washington, D.C. 20549 Re: BioCardia, Inc. Registration Statement on Form S-1 File No. 333-230779 VIA EDGAR Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, Maxim Group LLC, as representative of the underwriters, hereby requests acceleration of the effective date of the above-referenced Registration Statement so that it will become effective at 4:30 p.m., Washington D.C. time, on Thursday, August 1, 2019, or as soon thereafter as practicable. The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933: (i) Date of preliminary prospectus: July 23, 2019. (ii) Dates of distribution: July 23, 2019 through the date hereof. (iii) Number of prospective underwriters and selected dealers to whom the preliminary prospectus was furnished: 12. (iv) Number of prospectuses so distributed: 540. The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue. [Signature Page Follows] MAXIM GROUP LLC By: /s/ Clifford A. Teller Name: Clifford A. Teller Title: Executive Managing Director Head of Investment Banking