SEC Comment Letter for CAPITAL ONE FINANCIAL CORP (COF, COF-PI, COF-PJ, COF-PK, COF-PL, COF-PN) (CIK 0000927628) (COF) — Mar 17, 2015
CAPITAL ONE FINANCIAL CORP (COF, COF-PI, COF-PJ, COF-PK, COF-PL, COF-PN) (CIK 0000927628)
Date: March 17, 2015 · CIK: 0000927628 · Accession: 0000000000-15-015735
AI Filing Summary & Sentiment
File numbers found in text: 001-13300
Letter
March 17, 2015 Via E -Mail Mr. Gregory W. Seward Vice President, Senior Associate General Counsel Capital One Financial Corporation 1680 Capital One Drive McLean, VA 22102
Re: Capital One Financial Corporation Preliminary Proxy Statement on Schedule 14A Filed February 27, 2015 File No. 001-13300
Dear Mr. Seward :
We have completed our review of your filing . We remind you that our comments or changes to disclo sure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities la ws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Suzanne Hayes
Suzanne Hayes
Assistant Director
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March 17, 2015 Via E -Mail Mr. Gregory W. Seward Vice President, Senior Associate General Counsel Capital One Financial Corporation 1680 Capital One Drive McLean, VA 22102 Re: Capital One Financial Corporation Preliminary Proxy Statement on Schedule 14A Filed February 27, 2015 File No. 001-13300 Dear Mr. Seward : We have completed our review of your filing . We remind you that our comments or changes to disclo sure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities la ws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Suzanne Hayes Suzanne Hayes Assistant Director