SEC Comment Letter for BANK OF MONTREAL (BMO) — Jul 8, 2015
BANK OF MONTREAL /CAN/ (BMO, BERZ, BNKD, BNKU, BULZ, CARD, CARU, DULL, FLYD, FLYU, FNGD, FNGO, FNGS, FNGU, GDXD, GDXU, JETD) (CIK 0000927971)
Date: July 8, 2015 · CIK: 0000927971 · Accession: 0000000000-15-035812
AI Filing Summary & Sentiment
Reasoning
Letter
July 8, 2015 Via E -mail Thomas E. Flynn Chief Financial Officer Bank of Montreal 100 King Street West 1 First Canadian Place Toronto, Ontario, Canada M5X 1A1
Re: Bank of Montreal Form 40-F for Fiscal Year Ended October 31, 2014 Filed December 2, 2014 File No. 001 -13354
Dear Mr. Flynn :
We have completed our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Stephanie J. Ciboroski
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July 8, 2015 Via E -mail Thomas E. Flynn Chief Financial Officer Bank of Montreal 100 King Street West 1 First Canadian Place Toronto, Ontario, Canada M5X 1A1 Re: Bank of Montreal Form 40-F for Fiscal Year Ended October 31, 2014 Filed December 2, 2014 File No. 001 -13354 Dear Mr. Flynn : We have completed our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Stephanie J. Ciboroski Stephanie J. Ciboroski Senior Assistant Chief Accountant