SEC Comment Letter for BROOKFIELD (BN) — Nov 25, 2014
BROOKFIELD Corp /ON/ (BN, BNH, BNJ, BKPA, BAMGF, BAMKF, BKAMF, BKFAF, BKFDF, BKFOF, BKFPF, BRCFF, BRFAF, BRFCF, BROXF) (CIK 0001001085)
Date: Nov. 25, 2014 · CIK: 0001001085 · Accession: 0000000000-14-060010
AI Filing Summary & Sentiment
Reasoning
Letter
November 24, 2014 Via E -mail Mr. Brian D. Lawson Chief Financial Officer Brookfield Asset Management, Inc. Brookfield Place 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3
Re: Brookfield Asset Management Inc. Form 40 -F for the year ended December 31, 2013 Filed March 31, 2014 File No. 033-97038
Dear Mr. Lawson :
We have completed our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securiti es laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require .
Sincerely,
/s/ Jennifer Gowetski
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November 24, 2014 Via E -mail Mr. Brian D. Lawson Chief Financial Officer Brookfield Asset Management, Inc. Brookfield Place 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3 Re: Brookfield Asset Management Inc. Form 40 -F for the year ended December 31, 2013 Filed March 31, 2014 File No. 033-97038 Dear Mr. Lawson : We have completed our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securiti es laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require . Sincerely, /s/ Jennifer Gowetski Jennifer Gowetski Special Counsel