SEC Comment Letter 0000000000-23-010528 to Golden Minerals Co (AUMN) (CIK 0001011509) (AUMN)
Golden Minerals Co (AUMN) (CIK 0001011509)
Date: Sept. 25, 2023 · CIK: 0001011509 · Accession: 0000000000-23-010528
AI Filing Summary & Sentiment
File numbers found in text: 333-274403
Letter
United States securities and exchange commission logo September 25, 2023 Warren Rehn Chief Executive Officer Golden Minerals Company 350 Indiana Street, Suite 650 Golden, CO 80401 Re:Golden Minerals Company Registration Statement on Form S-1 Filed September 7, 2023 File No. 333-274403 Dear Warren Rehn: We have limited our review of your registration statement to those issues we have addressed in our comments. In some of our comments, we may ask you to provide us with information so we may better understand your disclosure. Please respond to this letter by amending your registration statement and providing the requested information. If you do not believe our comments apply to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After reviewing any amendment to your registration statement and the information you provide in response to these comments, we may have additional comments. Registration Statement on Form S-1 Cover Page 1.Please provide all information not eligible to be omitted pursuant to Rule 430A of the Securities Act, including the number of common shares, warrants, and pre-funded warrants you are offering. Refer to Securities Act Rules Compliance and Disclosure Interpretations 227.02. 2.Please confirm that you will identify the name of the placement agent in a subsequent amendment prior to requesting effectiveness of this registration statement.
FirstName LastNameWarren Rehn Comapany NameGolden Minerals Company September 25, 2023 Page 2 FirstName LastName Warren Rehn Golden Minerals Company September 25, 2023 Page 2 Exhibits 3.Please revise your exhibit index to include the placement agent agreement and purchase agreement referenced on page 24 and file all outstanding exhibits. In addition, please update Ex.107, as appropriate. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Refer to Rules 460 and 461 regarding requests for acceleration. Please allow adequate time for us to review any amendment prior to the requested effective date of the registration statement. Please contact Michael Purcell, Staff Attorney, at 202-551-5351 or Daniel Morris, Legal Branch Chief, at 202-551-3314 with any questions. Sincerely, Division of Corporation Finance Office of Energy & Transportation cc: Brian Boonstra
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United States securities and exchange commission logo
September 25, 2023
Warren Rehn
Chief Executive Officer
Golden Minerals Company
350 Indiana Street, Suite 650
Golden, CO 80401
Re:Golden Minerals Company
Registration Statement on Form S-1
Filed September 7, 2023
File No. 333-274403
Dear Warren Rehn:
We have limited our review of your registration statement to those issues we have
addressed in our comments. In some of our comments, we may ask you to provide us with
information so we may better understand your disclosure.
Please respond to this letter by amending your registration statement and providing the
requested information. If you do not believe our comments apply to your facts and
circumstances or do not believe an amendment is appropriate, please tell us why in your
response.
After reviewing any amendment to your registration statement and the information you
provide in response to these comments, we may have additional comments.
Registration Statement on Form S-1
Cover Page
1.Please provide all information not eligible to be omitted pursuant to Rule 430A of the
Securities Act, including the number of common shares, warrants, and pre-funded
warrants you are offering. Refer to Securities Act Rules Compliance and Disclosure
Interpretations 227.02.
2.Please confirm that you will identify the name of the placement agent in a subsequent
amendment prior to requesting effectiveness of this registration statement.
FirstName LastNameWarren Rehn
Comapany NameGolden Minerals Company
September 25, 2023 Page 2
FirstName LastName
Warren Rehn
Golden Minerals Company
September 25, 2023
Page 2
Exhibits
3.Please revise your exhibit index to include the placement agent agreement and purchase
agreement referenced on page 24 and file all outstanding exhibits. In addition, please
update Ex.107, as appropriate.
We remind you that the company and its management are responsible for the accuracy
and adequacy of their disclosures, notwithstanding any review, comments, action or absence of
action by the staff.
Refer to Rules 460 and 461 regarding requests for acceleration. Please allow adequate
time for us to review any amendment prior to the requested effective date of the registration
statement.
Please contact Michael Purcell, Staff Attorney, at 202-551-5351 or Daniel Morris, Legal
Branch Chief, at 202-551-3314 with any questions.
Sincerely,
Division of Corporation Finance
Office of Energy & Transportation
cc: Brian Boonstra