SEC Comment Letter for BGC Group, Inc. (BGC) (CIK 0001094831) (BGC) — Sep 20, 2013
BGC Group, Inc. (BGC) (CIK 0001094831)
Date: Sept. 20, 2013 · CIK: 0001094831 · Accession: 0000000000-13-052029
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 001-35591
Letter
September 20, 2013 Via E -mail Mr. Anthony Graham Sadler Chief Financial Officer BGC Partners, Inc. 499 Park Avenue New York, NY 10022
Re: BGC Partners, Inc. Form 10 -K for the fiscal year ended December 31, 201 2 Filed March 12 , 201 3 File No. 001-35591
Dear Mr. Sadler :
We have completed our review of your filing. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We u rge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Daniel L. Gordon
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September 20, 2013 Via E -mail Mr. Anthony Graham Sadler Chief Financial Officer BGC Partners, Inc. 499 Park Avenue New York, NY 10022 Re: BGC Partners, Inc. Form 10 -K for the fiscal year ended December 31, 201 2 Filed March 12 , 201 3 File No. 001-35591 Dear Mr. Sadler : We have completed our review of your filing. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We u rge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Daniel L. Gordon Daniel L. Gordo n Branch Chief