SEC Comment Letter for BGC Group, Inc. (BGC) (CIK 0001094831) (BGC) — Nov 4, 2014
BGC Group, Inc. (BGC) (CIK 0001094831)
Date: Nov. 4, 2014 · CIK: 0001094831 · Accession: 0000000000-14-054742
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 001-35591
Letter
November 4 , 2014 Via E -mail Anthony Graham Sadler Chief Financial Officer BGC Partners, Inc . 499 Park Avenue New York, NY 10022
Re: BGC Partners, Inc. Form 10 -K for the Year Ended December 31 , 2013 Filed February 28, 201 4 File No. 001-35591
Dear M r. Sadler :
We have completed our review of your filing. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Kristi Marrone
Show Raw Text
November 4 , 2014 Via E -mail Anthony Graham Sadler Chief Financial Officer BGC Partners, Inc . 499 Park Avenue New York, NY 10022 Re: BGC Partners, Inc. Form 10 -K for the Year Ended December 31 , 2013 Filed February 28, 201 4 File No. 001-35591 Dear M r. Sadler : We have completed our review of your filing. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Kristi Marrone Kristi Marrone Senior Accountant