SEC Comment Letter for AGENUS INC (AGEN) (CIK 0001098972) (AGEN) — May 21, 2014
AGENUS INC (AGEN) (CIK 0001098972)
Date: May 21, 2014 · CIK: 0001098972 · Accession: 0000000000-14-026098
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File numbers found in text: 333-195852
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May 21 , 2014 Via E -mail Garo H. Armen Chief Executive Officer Agenus, Inc. 3 Forbes Road Lexington, MA 02421 Re: Agenus, Inc. Registration Statement on Form S-3 Filed May 9 , 2014 File No. 333-195852 Dear Mr. Armen : We have limited our review of your registration statement to the resolution of your pending confidential treatment request . Please be advised that we will not be in a position to declare your registration statement effective until all outstanding comments, if any, on your request for confidential treatment have been cleared. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Act of 193 3 and all applicable Securities Act rules require. Since the company and its management are in possession of all facts relating to a company’s disclosure, they are responsible for the accuracy and adequacy of the disclosures they have made. Notwithstanding our comment , in the event you request acceleration of the effective d ate of the pending registration statement please provide a written statement from the company acknowledging that: should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commissio n from taking any action with respect to the filing; the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the company from its full responsibility for the adequacy and accur acy of the disclosure in the filing; and the company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. Garo H. Armen Agenus , Inc. May 21 , 2014 Page 2 Please refer to Rules 460 and 461 regarding requests for acceleration . We will consider a written request for acceleration of the effective date of the registration statement as confirmation of the fact that those requesting acceleration are aware of thei r respective responsibilities under the Securities Act of 1933 and the Securities Exchange Act of 1934 as they relate to the proposed public offering of the securities specified in the above registration statement. Please allow adequate time for us to rev iew any amendment prior to the requested effective date of the registration statement. Please co ntact J ohnny Gharib at (202) 551 -3170 or me at (202) 551 -3715 with any questions. Sincerely, /s/ Daniel Greenspan for Jeffrey P. Riedler Assistant Director cc: Via E -mail Gerald E. Quirk, Esq. Choate, Hall & Stewart LLP