SEC Comment Letter for AGENUS INC (AGEN) (CIK 0001098972) (AGEN) — May 6, 2015
AGENUS INC (AGEN) (CIK 0001098972)
Date: May 6, 2015 · CIK: 0001098972 · Accession: 0000000000-15-024966
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File numbers found in text: 333-203807
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May 6, 2015 Via E -mail Garo H. Armen Chief Executive Officer and Chairman of the Board Agenus Inc. 3 Forbes Road Lexington, MA 02421 Re: Agenus Inc. Registration Statement on Form S-3 Filed May 1, 2015 File No. 333-203807 Dear Mr. Armen : We have reviewed your registration statement and have the following comment. If you do not believe this comment applies to your facts and circumstances, please tell us why in your response. After reviewing any information you provide in response to this comment, we may have additional comments. 1. We have limited our review of your registration statement to the resolution of your pending confidential treatment request. Please be advised that we will not be in a position to declare your registration statement effective until all outstanding comments , if any, on your request for confidential treatment have been cleared. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Act of 193 3 and all applicable Securities Act rules require. Since the company and its management are in possession of all facts relating to a company’s disclosure, they are responsible for the accuracy and adequacy of the disclosures they have made. Notwithstand ing our comments, in the event you request acceleration of the effective date of the pending regist ration statement please provide a written statement from the company acknowledging that: should the Commission or the staff, acting pursuant to delegated au thority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; Garo H. Armen Agenus Inc. May 6, 2015 Page 2 the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and the company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. Please refer to Rules 460 and 461 regarding requests for acceleration . We will consider a written request for acceleration of the effective date of the registration statement as confirmation of the fact that those requesting acceleration are aware of their respective responsibilities under the Securities Act of 1933 and the Securities Exchange Act of 1934 as they relate to the proposed public offering of the securities specified i n the above registration statement. Please allow adequate time for us to review any amendment prior to the requested effective date of the registration statement. Please contact Tara Keating Brooks at (202) 551 -8336 , Daniel Greenspan at (202) 551 - 3623 or me at (202) 551 -3715 with any other questions. Sincerely, /s/ Daniel Greenspan for Jeffrey P. Riedler Assistant Director cc: Via E -mail Gerald E. Quirk, Esq. Choate, Hall & Stewart LLP