SEC Comment Letter for UBS AG (AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL, SCDL) (CIK 0001114446) (AMUB) — Jan 29, 2014
UBS AG (AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL, SCDL) (CIK 0001114446)
Date: Jan. 29, 2014 · CIK: 0001114446 · Accession: 0000000000-14-004670
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 001-15060
Letter
January 23, 2014 Via E -mail Tom Naratil Group Chief Financial Officer UBS AG Bahnhofstrasse 45 CH-8001 Zurich, Switzerland
Re: UBS AG Form 20 -F for the Fiscal Year Ended December 31, 2011 Filed March 15, 2012 Form 20 -F for the Fiscal Year Ended December 31, 2012 Filed March 14, 2013 File No. 001-15060
Dear Mr. Naratil :
We have completed our review of your filings. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filings and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal secur ities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filings to be certain that the filings include the information the Securities Exchange Act of 1934 and all applicable rules requ ire.
Sincerely,
/s/ Stephanie J. Ciboroski
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January 23, 2014 Via E -mail Tom Naratil Group Chief Financial Officer UBS AG Bahnhofstrasse 45 CH-8001 Zurich, Switzerland Re: UBS AG Form 20 -F for the Fiscal Year Ended December 31, 2011 Filed March 15, 2012 Form 20 -F for the Fiscal Year Ended December 31, 2012 Filed March 14, 2013 File No. 001-15060 Dear Mr. Naratil : We have completed our review of your filings. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filings and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal secur ities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filings to be certain that the filings include the information the Securities Exchange Act of 1934 and all applicable rules requ ire. Sincerely, /s/ Stephanie J. Ciboroski Stephanie Ciboroski Senior Assistant Chief Accountant