SEC Comment Letter for UBS AG (AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL, SCDL) (CIK 0001114446) (AMUB) — Aug 6, 2014
UBS AG (AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL, SCDL) (CIK 0001114446)
Date: Aug. 6, 2014 · CIK: 0001114446 · Accession: 0000000000-14-039803
AI Filing Summary & Sentiment
Reasoning
Letter
August 6, 2014 Via E -mail Tom Naratil Chief Financial Officer UBS AG 677 Washington Boulevard Stamford, Connecticut 06901
Re: UBS AG Form 20 -F for Fiscal Year Ended December 31, 2013 Filed March 14, 2014 File No. 1 -15060
Dear Mr. Naratil:
We have completed our review of your filing. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Suzanne Hayes
Suzanne Hayes
Assistant Director
Show Raw Text
August 6, 2014 Via E -mail Tom Naratil Chief Financial Officer UBS AG 677 Washington Boulevard Stamford, Connecticut 06901 Re: UBS AG Form 20 -F for Fiscal Year Ended December 31, 2013 Filed March 14, 2014 File No. 1 -15060 Dear Mr. Naratil: We have completed our review of your filing. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Suzanne Hayes Suzanne Hayes Assistant Director