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SEC Comment Letter for UBS AG (AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL, SCDL) (CIK 0001114446) (AMUB) — Feb 2, 2017

UBS AG (AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL, SCDL) (CIK 0001114446)
Date: Feb. 2, 2017 · CIK: 0001114446 · Accession: 0000000000-17-003799

Financial Reporting Regulatory Compliance Internal Controls

AI Filing Summary & Sentiment

Sentiment
Urgency
Document Type
Confidence
SEC Posture
Company Posture

Summary

Reasoning

Date
February 2, 2017
Author
/s/ Kevin W. Vaughn
Form
UPLOAD
Company
UBS AG (AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL, SCDL) (CIK 0001114446)

Letter

Mail Stop 4720 February 2, 2017 Via E-mail Kirt Gardner Chief Financial Officer UBS AG 677 Washington Boulevard Stamford, Connecticut 06901

Re: UBS Group AG UBS AG Form 20-F for Fiscal Year Ended December 31, 2015 Filed March 18, 2016 File No s. 1-36764 and 1-15060

Dear Mr. Gardner :

We have completed our review of your filing s. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosure s, notwithstanding any review, comments, action or absence of action by the staff .

Sincerely,
/s/ Kevin W. Vaughn

Show Raw Text
Mail Stop 4720

February 2, 2017

Via E-mail
Kirt Gardner
Chief Financial Officer
UBS AG
677 Washington Boulevard
Stamford, Connecticut 06901

Re: UBS Group AG
 UBS AG
 Form 20-F for Fiscal Year Ended December 31, 2015
Filed March 18, 2016
File No s. 1-36764 and 1-15060

Dear Mr. Gardner :

We have completed our review of your filing s.  We remind you that the company and its
management are responsible for the accuracy and adequacy of  their disclosure s, notwithstanding
any review, comments, action or absence  of action  by the staff .

Sincerely,

 /s/ Kevin W. Vaughn

Kevin W. Vaughn
Accounting Branch Chief
Office of Financial Services