SEC Company Response from UBS AG (AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL, SCDL) (CIK 0001114446) (AMUB) — Sep 6, 2013
UBS AG (AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, IWDL, IWFL, IWML, MLPB, MLPR, MTUL, MVRL, PFFL, QULL, SCDL) (CIK 0001114446)
Date: Sept. 6, 2013 · CIK: 0001114446 · Accession: 0001193125-13-359169
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 001-15060
Referenced dates: September 5, 2013
Letter
Division of Corporation Finance Filed March 14, 2013 Form 6-K filed April 30, 2013 Responses dated February 28, 2013 and April 29, 2013 File No. 001-15060
Dear Ms. Ciboroski:
We have received your letter dated September 5, 2013, outlining comments from your office with respect to certain issues raised by the captioned filings of UBS AG and our responses to earlier questions raised by the Staff.
We are working diligently on preparing written responses to the several issues raised. We expect that this process will take more than the ten business days within which you have requested a response, because of the need to investigate underlying facts and to discuss the issues raised, and the commitments as to future disclosure that the SEC is requesting us to make, internally among numerous senior members of management.
We expect to be in a position to supply our full response to your comments by September 30, 2013.
Please contact us if you have any concerns about this.
Very truly yours,
/s/ Louis Eber
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CORRESP 1 filename1.htm CORRESP UBS UBS AG Postfach CH-8098 Zurich Tel +41-44-234 11 11 www.ubs.com Ms. Stephanie Ciboroski Senior Assistant Chief Accountant Division of Corporation Finance US Securities and Exchange Commission Washington, DC 20549 September 6, 2013 Re: UBS AG Form 20-F for the fiscal year ended December 31, 2012 Filed March 14, 2013 Form 6-K filed April 30, 2013 Responses dated February 28, 2013 and April 29, 2013 File No. 001-15060 Dear Ms. Ciboroski: We have received your letter dated September 5, 2013, outlining comments from your office with respect to certain issues raised by the captioned filings of UBS AG and our responses to earlier questions raised by the Staff. We are working diligently on preparing written responses to the several issues raised. We expect that this process will take more than the ten business days within which you have requested a response, because of the need to investigate underlying facts and to discuss the issues raised, and the commitments as to future disclosure that the SEC is requesting us to make, internally among numerous senior members of management. We expect to be in a position to supply our full response to your comments by September 30, 2013. Please contact us if you have any concerns about this. Very truly yours, /s/ Louis Eber /s/ Sarah Starkweather Louis Eber Sarah Starkweather Group Managing Director Executive Director