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SEC Company Response from NOVARTIS AG (NVS, NVSEF) (CIK 0001114448) (NVS) — May 17, 2013

NOVARTIS AG (NVS, NVSEF) (CIK 0001114448)
Date: May 17, 2013 · CIK: 0001114448 · Accession: 0001104659-13-042724

AI Filing Summary & Sentiment

File numbers found in text: 001-15024

Date
May 17, 2013
Author
Novartis AG
Form
CORRESP
Company
NOVARTIS AG (NVS, NVSEF) (CIK 0001114448)

Letter

Novartis AG Form 20-F for Fiscal Year Ended December 31, 2011 Filed January 25, 2012 File No. 001-15024

Re:

Dear Mr. Rosenberg:

We are in receipt of your letter addressed to Jonathan Symonds, our former Chief Financial Officer, dated May 3, 2013. As agreed in a May 15, 2013 telephone call between Barry Rosenfeld, of our affiliate Novartis Corporation, and Frank Wyman, Staff Accountant at SEC, we will respond to your letter on or before May 31, 2013.

Respectfully submitted,
Novartis AG

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CORRESP
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Novartis   AG
   Postfach
   4002 Basel
   Switzerland

May 17, 2013

Mr. Jim B. Rosenberg

Senior Assistant Chief Accountant

US Securities and Exchange Commission

100 F Street, N.E.

Washington, DC  20549

Re:

Novartis   AG

Form 20-F   for Fiscal Year Ended December 31, 2011

Filed   January 25, 2012

File   No. 001-15024

Dear Mr. Rosenberg:

We are in receipt of your letter addressed to Jonathan Symonds, our former Chief Financial Officer, dated May 3, 2013.  As agreed in a May 15, 2013 telephone call between Barry Rosenfeld, of our affiliate Novartis Corporation, and Frank Wyman, Staff Accountant at SEC, we will respond to your letter on or before May 31, 2013.

Respectfully   submitted,

Novartis   AG

/s/   HARRY KIRSCH

/s/   FELIX R. EHRAT

Harry   Kirsch

Felix   R. Ehrat

Chief   Financial Officer

General   Counsel

Novartis   Group

Novartis   Group