SEC Comment Letter for PRUDENTIAL FINANCIAL INC (PFH, PRH, PRS, PRU) (CIK 0001137774) (PFH) — May 14, 2015
PRUDENTIAL FINANCIAL INC (PFH, PRH, PRS, PRU) (CIK 0001137774)
Date: May 14, 2015 · CIK: 0001137774 · Accession: 0000000000-15-026361
AI Filing Summary & Sentiment
Reasoning
Letter
May 14 , 201 5 Via E -mail Mr. Robert M. Falzon Executive Vice President and Chief Financial Officer Prudential Financial , Inc. 751 Broad Street Newark, New Jersey 07102
Re: Prudential Financial, Inc. Form 10 -K for Fis cal Year Ended December 31, 2014 Filed February 20, 2015 File No. 001 -16707
Dear Mr. Falzon :
We have completed our review of your filing. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We ur ge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Joel Parker
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May 14 , 201 5 Via E -mail Mr. Robert M. Falzon Executive Vice President and Chief Financial Officer Prudential Financial , Inc. 751 Broad Street Newark, New Jersey 07102 Re: Prudential Financial, Inc. Form 10 -K for Fis cal Year Ended December 31, 2014 Filed February 20, 2015 File No. 001 -16707 Dear Mr. Falzon : We have completed our review of your filing. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We ur ge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Joel Parker Joel Parker Accoun ting Branch Chief