SEC Comment Letter 0000000000-24-006599 to PRUDENTIAL FINANCIAL INC (PFH)
PRUDENTIAL FINANCIAL INC
Date: June 7, 2024 · CIK: 0001137774 · Accession: 0000000000-24-006599
AI Filing Summary & Sentiment
File numbers found in text: 001-16707
Letter
United States securities and exchange commission logo June 7, 2024 Ann Kappler Executive Vice President, General Counsel & Chief Compliance Officer Prudential Financial Inc. 751 Broad Street Newark, New Jersey 07102 Re:Prudential Financial Inc. Amendment No. 1 to Form 8-K filed February 21, 2024 File No. 001-16707 Dear Ann Kappler: We have reviewed your filing and have the following comment. Please respond to this letter within ten business days by providing the requested information or advise us as soon as possible when you will respond. If you do not believe the comment applies to your facts and circumstances, please tell us why in your response. After reviewing your response to this letter, we may have additional comments. Current Report on Form 8-K filed February 13, 2024, as amended February 21, 2024 General 1.We note the statement that you experienced a cybersecurity incident that has not had a material impact on your operations. Please advise us as to why you determined to file under Item 1.05 of Form 8-K given the statement that the incident has not had a material impact on your operations, and you have not determined the incident is reasonably likely to materially impact your financial condition or results of operations. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Please contact Geoffrey Kruczek at 202-551-3641 or James Lopez at 202-551-3536 with any other questions.
FirstName LastNameAnn Kappler Comapany NamePrudential Financial Inc. June 7, 2024 Page 2 FirstName LastName Ann Kappler Prudential Financial Inc. June 7, 2024 Page 2 Sincerely, Division of Corporation Finance Office of Finance cc: Brian P. Spitser
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United States securities and exchange commission logo
June 7, 2024
Ann Kappler
Executive Vice President, General Counsel & Chief Compliance Officer
Prudential Financial Inc.
751 Broad Street
Newark, New Jersey 07102
Re:Prudential Financial Inc.
Amendment No. 1 to Form 8-K filed February 21, 2024
File No. 001-16707
Dear Ann Kappler:
We have reviewed your filing and have the following comment.
Please respond to this letter within ten business days by providing the requested
information or advise us as soon as possible when you will respond. If you do not believe
the comment applies to your facts and circumstances, please tell us why in your response.
After reviewing your response to this letter, we may have additional comments.
Current Report on Form 8-K filed February 13, 2024, as amended February 21, 2024
General
1.We note the statement that you experienced a cybersecurity incident that has not had a
material impact on your operations. Please advise us as to why you determined to file
under Item 1.05 of Form 8-K given the statement that the incident has not had a material
impact on your operations, and you have not determined the incident is reasonably likely
to materially impact your financial condition or results of operations.
We remind you that the company and its management are responsible for the accuracy
and adequacy of their disclosures, notwithstanding any review, comments, action or absence of
action by the staff.
Please contact Geoffrey Kruczek at 202-551-3641 or James Lopez at 202-551-3536 with
any other questions.
FirstName LastNameAnn Kappler
Comapany NamePrudential Financial Inc.
June 7, 2024 Page 2
FirstName LastName
Ann Kappler
Prudential Financial Inc.
June 7, 2024
Page 2
Sincerely,
Division of Corporation Finance
Office of Finance
cc: Brian P. Spitser