SEC Company Response from TRUST FOR PROFESSIONAL MANAGERS (CIK 0001141819) — Apr 30, 2020
TRUST FOR PROFESSIONAL MANAGERS (CIK 0001141819)
Date: April 30, 2020 · CIK: 0001141819 · Accession: 0000894189-20-003368
AI Filing Summary & Sentiment
File numbers found in text: 333-237042
Letter
VIA EDGAR TRANSMISSION Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Registration Statement on Form N-14: 333-237042
Dear Ms. Stojic,
The purpose of this letter is to respond to comments the Trust received from the staff (the “Staff”) of the U.S. Securities and Exchange Commission (the “Commission”) on April 30, 2020 with respect to the Trust’s Registration Statement on Form N-14 (the “Proxy Statement/Prospectus”) filed with the Commission on March 10, 2020 with respect to the reorganization of the Lazard US Realty Equity Portfolio (the “Target Fund”), a series of The Lazard Funds, Inc. (“LFI”), and Terra Firma US Concentrated Realty Equity Fund (the “Acquiring Fund”), a series of the Trust (the “Reorganization”).
1.
Staff Comment: Please remove the reference to Appendix A in the Statement of Additional Information Table of Contents.
Response: The Trust undertakes to make the requested revisions.
2.
Staff Comment: Please change the pagination in the Statement of Additional Information to be sequential; remove pages beginning with “A”.
Response: The Trust undertakes to make the requested revisions.
3.
Staff Comment: Please remove the phrase “Statement of Additional Information” and the date in the Part B section above the name of the Fund.
Response: The Trust undertakes to make the requested revision.
4.
Staff Comment: Please remove the phrase “Appendix A” from the top of the Part B section above the Fund name.
Response: The Trust undertakes to make the requested revision.
* * * * * *
If you have any questions regarding the enclosed, please do not hesitate to contact Jay Fitton at (513) 629-8104.
Very truly yours,
/s/ John P. Buckel
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CORRESP 1 filename1.htm Document U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April 30, 2020 VIA EDGAR TRANSMISSION Ms. Elena Stojic U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Registration Statement on Form N-14: 333-237042 Dear Ms. Stojic, The purpose of this letter is to respond to comments the Trust received from the staff (the “Staff”) of the U.S. Securities and Exchange Commission (the “Commission”) on April 30, 2020 with respect to the Trust’s Registration Statement on Form N-14 (the “Proxy Statement/Prospectus”) filed with the Commission on March 10, 2020 with respect to the reorganization of the Lazard US Realty Equity Portfolio (the “Target Fund”), a series of The Lazard Funds, Inc. (“LFI”), and Terra Firma US Concentrated Realty Equity Fund (the “Acquiring Fund”), a series of the Trust (the “Reorganization”). 1. Staff Comment: Please remove the reference to Appendix A in the Statement of Additional Information Table of Contents. Response: The Trust undertakes to make the requested revisions. 2. Staff Comment: Please change the pagination in the Statement of Additional Information to be sequential; remove pages beginning with “A”. Response: The Trust undertakes to make the requested revisions. 3. Staff Comment: Please remove the phrase “Statement of Additional Information” and the date in the Part B section above the name of the Fund. Response: The Trust undertakes to make the requested revision. 4. Staff Comment: Please remove the phrase “Appendix A” from the top of the Part B section above the Fund name. Response: The Trust undertakes to make the requested revision. * * * * * * If you have any questions regarding the enclosed, please do not hesitate to contact Jay Fitton at (513) 629-8104. Very truly yours, /s/ John P. Buckel John P. Buckel President and Principal Executive Officer Trust for Professional Managers 2