SEC Comment Letter 0000000000-23-013596 to HENNESSY ADVISORS INC (HNNA, HNNAZ) (CIK 0001145255) (HNNA)
HENNESSY ADVISORS INC (HNNA, HNNAZ) (CIK 0001145255)
Date: Dec. 13, 2023 · CIK: 0001145255 · Accession: 0000000000-23-013596
AI Filing Summary & Sentiment
File numbers found in text: 333-275964
Letter
United States securities and exchange commission logo December 13, 2023 Neil J. Hennessy Chief Executive Officer Hennessy Advisors, Inc. 7250 Redwood Blvd., Suite 200 Novato, California 94945 Re:Hennessy Advisors, Inc. Registration Statement on Form S-3 Filed December 8, 2023 File No. 333-275964 Dear Neil J. Hennessy: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for acceleration. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Please contact Robert Arzonetti at 202-551-8819 with any questions. Sincerely, Division of Corporation Finance Office of Finance
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United States securities and exchange commission logo
December 13, 2023
Neil J. Hennessy
Chief Executive Officer
Hennessy Advisors, Inc.
7250 Redwood Blvd., Suite 200
Novato, California 94945
Re:Hennessy Advisors, Inc.
Registration Statement on Form S-3
Filed December 8, 2023
File No. 333-275964
Dear Neil J. Hennessy:
This is to advise you that we have not reviewed and will not review your registration
statement.
Please refer to Rules 460 and 461 regarding requests for acceleration. We remind you
that the company and its management are responsible for the accuracy and adequacy of their
disclosures, notwithstanding any review, comments, action or absence of action by the staff.
Please contact Robert Arzonetti at 202-551-8819 with any questions.
Sincerely,
Division of Corporation Finance
Office of Finance