SEC Company Response from WEST BANCORPORATION INC (WTBA) (CIK 0001166928) (WTBA) — Mar 13, 2017
WEST BANCORPORATION INC (WTBA) (CIK 0001166928)
Date: March 13, 2017 · CIK: 0001166928 · Accession: 0001166928-17-000021
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-216393
Letter
VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Attention: David Lin Re: West Bancorporation, Inc. Request for Acceleration of Effectiveness of Form S-3 SEC File No. 333-216393 (the “Registration Statement”)
Dear Mr. Lin:
As registrant to the above-referenced public offering, we hereby request that the effective date for the Registration Statement be accelerated so that it will be declared effective at 3:00 p.m. (Washington, D.C. time) on Monday, March 20, 2017 or as soon as practicable thereafter.
The undersigned officer of the registrant, on behalf of the registrant, acknowledges that:
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should the Securities and Exchange Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Securities and Exchange Commission from taking any action with respect to the filing;
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the action of the Securities and Exchange Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the registrant from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
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the registrant may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Securities and Exchange Commission or any person under the federal securities laws of the United States.
The staff should feel free to telephone Donald L. Norman of Barack Ferrazzano Kirschbaum & Nagelberg LLP, the registrant’s legal counsel, at (312) 984-3100 with any questions or comments.
Very truly yours,
West Bancorporation, Inc.
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CORRESP 1 filename1.htm Document March 13, 2017 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attention: David Lin Re: West Bancorporation, Inc. Request for Acceleration of Effectiveness of Form S-3 SEC File No. 333-216393 (the “Registration Statement”) Dear Mr. Lin: As registrant to the above-referenced public offering, we hereby request that the effective date for the Registration Statement be accelerated so that it will be declared effective at 3:00 p.m. (Washington, D.C. time) on Monday, March 20, 2017 or as soon as practicable thereafter. The undersigned officer of the registrant, on behalf of the registrant, acknowledges that: ▪ should the Securities and Exchange Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Securities and Exchange Commission from taking any action with respect to the filing; ▪ the action of the Securities and Exchange Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the registrant from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and ▪ the registrant may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Securities and Exchange Commission or any person under the federal securities laws of the United States. The staff should feel free to telephone Donald L. Norman of Barack Ferrazzano Kirschbaum & Nagelberg LLP, the registrant’s legal counsel, at (312) 984-3100 with any questions or comments. Very truly yours, West Bancorporation, Inc. /s/ Douglas R. Gulling Douglas R. Gulling Executive Vice President & Chief Financial Officer