SEC Company Response from BANC OF CALIFORNIA, (BANC) — Feb 12, 2014
BANC OF CALIFORNIA, INC.
Date: Feb. 12, 2014 · CIK: 0001169770 · Accession: 0001193125-14-047689
AI Filing Summary & Sentiment
File numbers found in text: 333-192518
Letter
RE: Banc of California Inc. (“we” or the “Company”)
BANC OF CALIFORNIA, INC.
18500 Von Karman Avenue, Suite 1100
Irvine, California 92612
February 12, 2014
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Request for Acceleration of Effectiveness of Registration Statement
on Form S-3 (File No: 333-192518)
Ladies and Gentlemen:
We hereby request acceleration of the effective date of the above-referenced registration statement to February 12, 2014 at 4:00 p.m., Eastern Standard Time, or as soon thereafter as is practicable. We acknowledge that:
•
should the Securities and Exchange Commission (the “Commission”) or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
•
the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
•
the Company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
We also note that we have received confirmation that none of the selling securityholders named in the above-referenced registration statement is a broker-dealer or an affiliate of a broker-dealer.
Sincerely,
BANC OF CALIFORNIA, INC.
Show Raw Text
CORRESP 1 filename1.htm CORRESP BANC OF CALIFORNIA, INC. 18500 Von Karman Avenue, Suite 1100 Irvine, California 92612 February 12, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Banc of California Inc. (“we” or the “Company”) Request for Acceleration of Effectiveness of Registration Statement on Form S-3 (File No: 333-192518) Ladies and Gentlemen: We hereby request acceleration of the effective date of the above-referenced registration statement to February 12, 2014 at 4:00 p.m., Eastern Standard Time, or as soon thereafter as is practicable. We acknowledge that: • should the Securities and Exchange Commission (the “Commission”) or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; • the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and • the Company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We also note that we have received confirmation that none of the selling securityholders named in the above-referenced registration statement is a broker-dealer or an affiliate of a broker-dealer. Sincerely, BANC OF CALIFORNIA, INC. By: /s/ John C. Grosvenor Name: John C. Grosvenor Title: Executive Vice President and General Counsel