SEC Company Response from UNIFIED SERIES TRUST (CIK 0001199046) — Jan 15, 2020
UNIFIED SERIES TRUST (CIK 0001199046)
Date: Jan. 15, 2020 · CIK: 0001199046 · Accession: 0001398344-20-000781
AI Filing Summary & Sentiment
File numbers found in text: 333-100654, 811-21237
Letter
Division of Investment Management Washington, DC 20549 Attention: Ms. Kate Whiting Re: Absolute Core Strategy ETF Unified Series Trust (“Registrant”) (SEC File Nos. 811-21237 and 333-100654)
Dear Ms. Whiting:
Below please find a supplemental response to your comment number 7 with respect to the Securities and Exchange Commission staff’s review of the Registrant’s Post-Effective Amendment on Form N-1A filed September 6, 2019 for the purpose of forming a new series, the Absolute Core Strategy ETF (the “Fund”).
(7) Comment: Annualized performance is not allowed for prior performance. Please revise the performance chart and send a completed chart with the response letter.
Response: The completed chart is as follows:
ANNUAL RETURNS
(December 31, 2019)
Accounts (Net) S&P 500 Net Total Return Index(1)
30.89% 13.43%
7.59% -9.42%
0.23% -12.23%
-0.13% -22.48%
23.84% 27.99%
19.43% 10.21%
8.91% 4.33%
8.84% 15.14%
7.25% 4.90%
-12.07% -37.45%
18.37% 25.55%
8.20% 14.37%
6.36% 1.47%
3.30% 15.22%
15.74% 31.55%
9.75% 12.99%
-1.87% 0.74%
10.61% 11.23%
12.40% 21.09%
-5.06% -4.95%
18.21% 30.70%
Past performance is not indicative of future results.
(1) The S&P 500 Index is an unmanaged index generally representing the performance of the broad domestic economy through changes in the aggregate market value of 500 stocks representing all major industries.
If you have any additional questions, or need additional information, please contact me at 513-346-3324.
Sincerely,
/s/ Elisabeth Dahl
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UNIFIED SERIES TRUST
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
January 15, 2020
Securities & Exchange Commission
Division of Investment Management
100 F Street NE
Washington, DC 20549
Attention: Ms. Kate Whiting
Re: Absolute Core Strategy ETF
Unified Series Trust (“Registrant”)
(SEC File Nos. 811-21237 and 333-100654)
Dear Ms. Whiting:
Below please find a supplemental response to your comment number
7 with respect to the Securities and Exchange Commission staff’s review of the Registrant’s Post-Effective Amendment
on Form N-1A filed September 6, 2019 for the purpose of forming a new series, the Absolute Core Strategy ETF (the “Fund”).
(7) Comment: Annualized performance is not allowed for prior performance. Please revise the performance chart and
send a completed chart with the response letter.
Response: The completed chart is as follows:
ANNUAL RETURNS
(December 31, 2019)
Accounts (Net)
S&P 500 Net Total Return Index(1)
1999
30.89%
13.43%
2000
7.59%
-9.42%
2001
0.23%
-12.23%
2002
-0.13%
-22.48%
2003
23.84%
27.99%
2004
19.43%
10.21%
2005
8.91%
4.33%
2006
8.84%
15.14%
2007
7.25%
4.90%
2008
-12.07%
-37.45%
2009
18.37%
25.55%
2010
8.20%
14.37%
2011
6.36%
1.47%
2012
3.30%
15.22%
2013
15.74%
31.55%
2014
9.75%
12.99%
2015
-1.87%
0.74%
2016
10.61%
11.23%
2017
12.40%
21.09%
2018
-5.06%
-4.95%
2019
18.21%
30.70%
Past performance is not indicative
of future results.
(1) The S&P 500 Index is an unmanaged index generally
representing the performance of the broad domestic economy through changes in the aggregate market value of 500 stocks representing
all major industries.
If you have any additional questions, or need additional information,
please contact me at 513-346-3324.
Sincerely,
/s/ Elisabeth Dahl
Elisabeth Dahl
Secretary, Unified Series Trust
Copy to: Mr. David R. Carson, President, Unified Series Trust
Ms. Cassandra W. Esq., Thompson Hine
LLP