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SEC Comment Letter for Cardiff Oncology, Inc. (CRDF) (CIK 0001213037) (CRDF) — Jun 9, 2016

Cardiff Oncology, Inc. (CRDF) (CIK 0001213037)
Date: June 9, 2016 · CIK: 0001213037 · Accession: 0000000000-16-079947

AI Filing Summary & Sentiment

File numbers found in text: 333-211705

Date
June 9, 2016
Author
/s/ Erin K. Jaskot, for
Form
UPLOAD
Company
Cardiff Oncology, Inc. (CRDF) (CIK 0001213037)

Letter

Mail Stop 4720 June 9, 2016 William Welch Chief Executive Officer Trovagene, Inc. 11055 Flintkote Avenue, Suite A San Diego, CA 92121

Re: Trovagene, Inc. Registration Statement on Form S-3 Filed May 27, 2016 File No. 333-211705

Dear Mr. Welch :

This is to advise you that we have not reviewed and will not review your registration statement .

We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Act of 193 3 and all applicable Securities Act rules require. Since the company and its management are in possession of all facts relating to a company’s disclosure, they are responsible for the accuracy and adequacy of the disclosures they have made.

In the event you request acceleration of the effective date of the pending regist ration statement , please provide a written statement from the company acknowledging that:

 should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action wit h respect to the filing;

 the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the company from its full responsibility for the adequacy and accuracy of the disclosure in th e filing; and

 the company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.

Please refer to Rules 460 and 461 regarding requests for acceleration . We will consider a written request for acceleration of the effective date of the registration statement as confirmation

William Welch Trovagene, Inc. June 9, 2016 Page 2

of the fact that those requesting acceleration are aware of their respective responsibilities under the Securities Act of 1933 and the Securities Exchange Act of 1934 as they relate to the proposed public offering of the registered securities .

Please contact Dorrie Yale at 202 -551-8776 or Erin Jaskot, Special Counsel, at 202-551- 3442 with any qu estions.

Sincerely,
/s/ Erin K. Jaskot, for

Show Raw Text
Mail Stop 4720
June 9, 2016

William Welch
Chief Executive Officer
Trovagene, Inc.
11055 Flintkote Avenue, Suite A
San Diego, CA 92121

Re: Trovagene, Inc.
  Registration Statement on Form S-3
Filed  May 27, 2016
  File No.  333-211705

Dear Mr. Welch :

This is to advise you that we have not  reviewed and will not review your registration
statement .

We urge all persons who are responsible for the accuracy and adequacy of the disclosure
in the filing to be certain that the filing includes the information the Securities Act of 193 3 and
all applicable Securities  Act rules require.   Since the company and its management are  in
possession of all facts relating to a company’s disclosure, they are responsible for the accuracy
and adequacy of the disclosures they have made.

In the event you request acceleration of the effective date of the pending regist ration
statement , please provide  a written statement from the company acknowledging that:

 should the Commission or the staff, acting pursuant to delegated authority, declare the
filing effective, it does not foreclose the Commission from taking any action wit h respect
to the filing;

 the action of the Commission or the staff, acting pursuant to delegated authority, in
declaring the filing effective, does not relieve the company from its full responsibility for
the adequacy and accuracy of the disclosure in th e filing; and

 the company may not assert staff comments and the declaration of effectiveness as a
defense in any proceeding initiated by the Commission or any person under the federal
securities laws of the United States.

Please refer to Rules 460 and 461 regarding requests for  acceleration .  We will consider a
written request for acceleration of the effective date of the registration statement as confirmation

William Welch
Trovagene, Inc.
June 9, 2016
Page 2

 of the fact that those requesting acceleration are aware of their respective responsibilities under
the Securities Act of 1933 and the Securities Exchange Act of 1934 as they relate to the proposed
public offering of the registered securities .

Please  contact Dorrie Yale at 202 -551-8776  or Erin Jaskot, Special Counsel,  at 202-551-
3442  with any qu estions.

Sincerely,

 /s/ Erin K. Jaskot, for

Suzanne Hayes
Assistant Director
Office of Insurance and Healthcare

cc: Jeffrey Fessler, Esq.
      Sichenzia Ross Friedman Ference LLP