SecProbe.io

Filing text and metadata
Intelligence Terminal Search Probe Scores Topics IPO Watchlist Monthly Activity About API

SEC Comment Letter for Cardiff Oncology, Inc. (CRDF) (CIK 0001213037) (CRDF) — May 9, 2019

Cardiff Oncology, Inc. (CRDF) (CIK 0001213037)
Date: May 9, 2019 · CIK: 0001213037 · Accession: 0000000000-19-008275

AI Filing Summary & Sentiment

File numbers found in text: 333-224808

Date
May 9, 2019
Author
Not clearly detected
Form
UPLOAD
Company
Cardiff Oncology, Inc. (CRDF) (CIK 0001213037)

Letter

May 9, 2019 Thomas H. Adams Chief Executive Officer Trovagene, Inc. 11055 Flintkote Avenue San Diego, CA 92121 Re:Trovagene, Inc. Post-Effective Amendment to Form S-1 Filed April 25, 2019 File No. 333-224808 Dear Mr. Adams: We have reviewed your post-effective amendment and have the following comment. Please respond to this letter by amending your registration statement and providing the requested information. If you do not believe our comment applies to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After reviewing any amendment to your registration statement and the information you provide in response to this comment, we may have additional comments. Post -Effective Amendment No. 1 to Form S-1 General 1.We note that this post-effective amendment seeks to update the prospectuses included in the Form S-1 (333-224808) initially filed on May 10, 2018, and the Form S-1 (333- 225510) filed June 8, 2018 in which you registered a primary offering of Class A units, Class B units, and Common Stock issuable upon the exercise of warrants. Since the initial filings did not register a resale offering, it is inappropriate to add a resale offering by means of a post-effective amendment. Please amend your filing to remove the resale offering. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff.

FirstName LastNameThomas H. Adams Comapany NameTrovagene, Inc. May 9, 2019 Page 2 FirstName LastName Thomas H. Adams Trovagene, Inc. May 9, 2019 Page 2 You may contact Jeffrey Gabor at 202-551-2544 or Mary Beth Breslin at 202-551-3625 with any questions. Sincerely, Division of Corporation Finance Office of Healthcare & Insurance cc: Jeffrey Fessler, Esq.

Show Raw Text
May 9, 2019
Thomas H. Adams
Chief Executive Officer
Trovagene, Inc.
11055 Flintkote Avenue
San Diego, CA 92121
Re:Trovagene, Inc.
Post-Effective Amendment to Form S-1
Filed April 25, 2019
File No. 333-224808
Dear Mr. Adams:
            We have reviewed your post-effective amendment and have the following comment.
            Please respond to this letter by amending your registration statement and providing the
requested information.  If you do not believe our comment applies to your facts and
circumstances or do not believe an amendment is appropriate, please tell us why in your
response.
            After reviewing any amendment to your registration statement and the information you
provide in response to this comment, we may have additional comments.
Post -Effective Amendment No. 1 to Form S-1
General
1.We note that this post-effective amendment seeks to update the prospectuses included in
the Form S-1 (333-224808) initially filed on May 10, 2018, and the Form S-1 (333-
225510) filed June 8, 2018 in which you registered a primary offering of Class A units,
Class B units, and Common Stock issuable upon the exercise of warrants.  Since the initial
filings did not register a resale offering, it is inappropriate to add a resale offering by
means of a post-effective amendment.  Please amend your filing to remove the resale
offering.
            We remind you that the company and its management are responsible for the accuracy
and adequacy of their disclosures, notwithstanding any review, comments, action or absence of
action by the staff.

 FirstName LastNameThomas H. Adams
 Comapany NameTrovagene, Inc.
 May 9, 2019 Page 2
 FirstName LastName
Thomas H. Adams
Trovagene, Inc.
May 9, 2019
Page 2
            You may contact Jeffrey Gabor at 202-551-2544 or Mary Beth Breslin at 202-551-3625
with any questions.
Sincerely,
Division of Corporation Finance
Office of Healthcare & Insurance
cc:       Jeffrey Fessler, Esq.