Correspondence 0001821268-24-000097 from ADVENT CONVERTIBLE & INCOME FUND (AVK, AVK-RI) (CIK 0001219120) (AVK)
ADVENT CONVERTIBLE & INCOME FUND (AVK, AVK-RI) (CIK 0001219120)
Date: June 6, 2024 · CIK: 0001219120 · Accession: 0001821268-24-000097
AI Filing Summary & Sentiment
File numbers found in text: 811-21309
Letter
Advent Convertible and Income Fund
888 Seventh Ave, 31st Floor
New York, NY 10019
June 6, 2024
U.S. Securities and Exchange Commission
100 F Street N.E.
Washington DC 20549
Attn: Shandy Pumphrey
RE: Advent Convertible and Income Fund (811-21309)
Ladies and Gentlemen:
Thank you for your telephonic comments concerning the annual report to shareholder of Advent Convertible and Income Fund (811-21309) (the “Fund”) for the fiscal year ended October 30, 2023. For ease of reference, we have summarized your comments below followed by our responses.
Comment 1: In future reports to shareholders, please disclose in the notes to the financial statements the frequency with which the investment advisory fee is paid (i.e. payable monthly).
Response: The Fund confirms that in future reports to shareholders the Fund will disclose in the notes to the financial statements the frequency with which the investment advisory fee is paid.
Comment 2: In future Form N-CSR filings, please include responses to Item 4(i) and 4(j) of Form N-CSR.
Response: The Fund confirms that in future N-CSR filings, the Fund will include responses to Item 4(i) and 4(j).
Comment 3: It appears that the most recently fidelity bond expired in August 2020, and Form 40-17G has not been filed for subsequent periods. Please confirm that fund has fidelity bond and file for the missing periods.
Response: The Fund confirms that it has maintained continuous fidelity bond coverage in accordance with the requirements of Rule 17g-1 since August 2020. The Fund will promptly file bonds for such periods on Form 40-17G.
* * *
U.S. Securities and Exchange Commission
June 6, 2024
Page 2
If you have any questions or comments or require any additional information in connection with the above, please do not hesitate to contact me at (212) 479-0675.
Sincerely,
/s/ Robert J. White
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CORRESP 1 filename1.htm Advent Convertible and Income Fund 888 Seventh Ave, 31st Floor New York, NY 10019 June 6, 2024 U.S. Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 Attn: Shandy Pumphrey RE: Advent Convertible and Income Fund (811-21309) Ladies and Gentlemen: Thank you for your telephonic comments concerning the annual report to shareholder of Advent Convertible and Income Fund (811-21309) (the “Fund”) for the fiscal year ended October 30, 2023. For ease of reference, we have summarized your comments below followed by our responses. Comment 1: In future reports to shareholders, please disclose in the notes to the financial statements the frequency with which the investment advisory fee is paid (i.e. payable monthly). Response: The Fund confirms that in future reports to shareholders the Fund will disclose in the notes to the financial statements the frequency with which the investment advisory fee is paid. Comment 2: In future Form N-CSR filings, please include responses to Item 4(i) and 4(j) of Form N-CSR. Response: The Fund confirms that in future N-CSR filings, the Fund will include responses to Item 4(i) and 4(j). Comment 3: It appears that the most recently fidelity bond expired in August 2020, and Form 40-17G has not been filed for subsequent periods. Please confirm that fund has fidelity bond and file for the missing periods. Response: The Fund confirms that it has maintained continuous fidelity bond coverage in accordance with the requirements of Rule 17g-1 since August 2020. The Fund will promptly file bonds for such periods on Form 40-17G. * * * U.S. Securities and Exchange Commission June 6, 2024 Page 2 If you have any questions or comments or require any additional information in connection with the above, please do not hesitate to contact me at (212) 479-0675. Sincerely, /s/ Robert J. White Robert J. White Treasurer and Chief Financial Officer