SEC Company Response from Oxford Square Capital Corp. (OXSQ, OXSQG, OXSQH) (CIK 0001259429) (OXSQ) — Nov 12, 2010
Oxford Square Capital Corp. (OXSQ, OXSQG, OXSQH) (CIK 0001259429)
Date: Nov. 12, 2010 · CIK: 0001259429 · Accession: 0001193125-10-258763
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-169061
Letter
Division of Investment Management Washington, DC 20549 Attn: Mr. Kevin C. Rupert Re: TICC Capital Corp. Registration Statement on Form N-2 (File No. 333-169061)
Dear Mr. Rupert:
In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, TICC Capital Corp. (the “Company”) respectfully requests acceleration of effectiveness of the above-captioned registration statement (the “Registration Statement”), including all amendments thereto, to 4 p.m., Eastern Time, on November 15, 2010 or as soon thereafter as possible.
In connection with the submission of the Company’s request for accelerated effectiveness of the above-referenced Registration Statement, the Company hereby acknowledges that:
•
the Company is responsible for the adequacy and accuracy of the disclosure in the filing;
•
should the Securities and Exchange Commission (the “Commission”) or the staff thereof (the “Staff”), acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;
•
the action of the Commission or the Staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
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the Company may not assert this action as defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
TICC CAPITAL CORP.
By:
/s/ Jonathan H. Cohen
Jonathan H. Cohen
Chief Executive Officer
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CORRESP 1 filename1.htm Acceleration Letter TICC CAPITAL CORP. 8 Sound Shore Drive, Suite 255 Greenwich, CT 06830 (203) 983-5275 November 12, 2010 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, DC 20549 Attn: Mr. Kevin C. Rupert Re: TICC Capital Corp. Registration Statement on Form N-2 (File No. 333-169061) Dear Mr. Rupert: In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, TICC Capital Corp. (the “Company”) respectfully requests acceleration of effectiveness of the above-captioned registration statement (the “Registration Statement”), including all amendments thereto, to 4 p.m., Eastern Time, on November 15, 2010 or as soon thereafter as possible. In connection with the submission of the Company’s request for accelerated effectiveness of the above-referenced Registration Statement, the Company hereby acknowledges that: • the Company is responsible for the adequacy and accuracy of the disclosure in the filing; • should the Securities and Exchange Commission (the “Commission”) or the staff thereof (the “Staff”), acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; • the action of the Commission or the Staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and • the Company may not assert this action as defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. TICC CAPITAL CORP. By: /s/ Jonathan H. Cohen Jonathan H. Cohen Chief Executive Officer