SEC Comment Letter for Cohen & Co Inc. (COHN) (CIK 0001270436) (COHN) — Oct 1, 2013
Cohen & Co Inc. (COHN) (CIK 0001270436)
Date: Oct. 1, 2013 · CIK: 0001270436 · Accession: 0000000000-13-054118
AI Filing Summary & Sentiment
Reasoning
Letter
October 1 , 2013 Via E -mail Daniel G. Cohen Chairman and Chief Executive Officer Institutional Financial Markets, Inc. Cira Centre 2929 Arch Street, 17th Floor Philadelphia, PA 19104
Re: Institutional Financial Markets, Inc . Proxy Statement on Schedule 14A Filed Ju ne 4, 2013 File No. 001 -32026
Dear Mr. Cohen :
We have completed our review of your filing , as of August 7 , 2013 . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person u nder the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing include s the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Michael Seaman for
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October 1 , 2013 Via E -mail Daniel G. Cohen Chairman and Chief Executive Officer Institutional Financial Markets, Inc. Cira Centre 2929 Arch Street, 17th Floor Philadelphia, PA 19104 Re: Institutional Financial Markets, Inc . Proxy Statement on Schedule 14A Filed Ju ne 4, 2013 File No. 001 -32026 Dear Mr. Cohen : We have completed our review of your filing , as of August 7 , 2013 . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person u nder the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing include s the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Michael Seaman for Suzanne Hayes Assistant Director