SEC Company Response from PROSPECT CAPITAL CORP (PSEC, PSEC-PA) (CIK 0001287032) (PSEC) — Nov 3, 2014
PROSPECT CAPITAL CORP (PSEC, PSEC-PA) (CIK 0001287032)
Date: Nov. 3, 2014 · CIK: 0001287032 · Accession: 0001287032-14-000173
AI Filing Summary & Sentiment
File numbers found in text: 333-198505
Letter
Division of Investment Management Washington, DC 20549 Attn: Asen Parachkevov, Esq. RE: Registration Statement (333-198505) of Prospect Capital Corporation (the “Company”)
Dear Mr. Parachkevov:
In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, the Company hereby requests acceleration of Pre-Effective Amendment No. 2 to the Registration Statement on Form N-2 filed on November 3, 2014 so that it may become effective by 9:00 a.m. (New York time) on November 4, 2014 or as soon thereafter as practicable.
The Company hereby acknowledges that: (1) it is responsible for the adequacy and accuracy of the disclosure in the filing; (2) should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does nor foreclose the Commission from taking any action with respect to the filing; (3) the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and (4) it may not assert the action as a defense to any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
The Company hereby requests that you notify Richard Prins (212-735-2790) or Steven Grigoriou (416-777-4727) of Skadden, Arps, Slate, Meagher & Flom LLP by telephone once the Registration Statement has been declared effective.
PROSPECT CAPITAL CORPORATION
By: /s/ Brian H. Oswald
Name: Brian H. Oswald
Title: Chief Financial Officer, Chief Compliance Officer,
Treasurer and Secretary
Show Raw Text
CORRESP 1 filename1.htm PSEC-AccelerationRequestforN-2 PROSPECT CAPITAL CORPORATION 10 East 40th Street, 42nd Floor New York, NY 10016 November 3, 2014 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, DC 20549 Attn: Asen Parachkevov, Esq. RE: Registration Statement (333-198505) of Prospect Capital Corporation (the “Company”) Dear Mr. Parachkevov: In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, the Company hereby requests acceleration of Pre-Effective Amendment No. 2 to the Registration Statement on Form N-2 filed on November 3, 2014 so that it may become effective by 9:00 a.m. (New York time) on November 4, 2014 or as soon thereafter as practicable. The Company hereby acknowledges that: (1) it is responsible for the adequacy and accuracy of the disclosure in the filing; (2) should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does nor foreclose the Commission from taking any action with respect to the filing; (3) the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and (4) it may not assert the action as a defense to any proceeding initiated by the Commission or any person under the federal securities laws of the United States. The Company hereby requests that you notify Richard Prins (212-735-2790) or Steven Grigoriou (416-777-4727) of Skadden, Arps, Slate, Meagher & Flom LLP by telephone once the Registration Statement has been declared effective. PROSPECT CAPITAL CORPORATION By: /s/ Brian H. Oswald Name: Brian H. Oswald Title: Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary