SEC Company Response from Calamos Asset Management, — Oct 25, 2004
Calamos Asset Management, Inc. /DE/ (CIK 0001299033)
Date: Oct. 25, 2004 · CIK: 0001299033 · Accession: 0000950123-04-012418
AI Filing Summary & Sentiment
File numbers found in text: 333-117847
Letter
RE: Calamos Asset Management, Inc. Registration Statement on Form S-1 Registration No. 333-117847 -----------------------------------
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[CITIGROUP LETTERHEAD]
October 25, 2004
VIA FACSIMILE AND EDGAR TRANSMISSION -----------------------
Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned, as Representatives of the prospective Underwriters, hereby join in the request with Calamos Asset Management, Inc. that the effective date for the above-referenced registration statement be accelerated so that it may become effective at 2:00 p.m. (New York time), on October 27, 2004 or as soon thereafter as is practicable.
In accordance with Rule 460 under the Securities Act of 1933, as amended, and in connection with the foregoing, please note that the undersigned has effected from October 12, 2004 through the date hereof, the distribution of approximately 16,100 copies of the Preliminary Prospectus dated October 12, 2004 to prospective Underwriters, institutional investors, retail investors, dealers and others.
The undersigned confirm that they have complied with and will continue to comply with, and that they have been informed by the participating underwriters and dealers that they have complied with and will continue to comply with, Rule 15c2-8 under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.
Very truly yours,
CITIGROUP GLOBAL MARKETS INC.
MERRILL LYNCH & CO
MERRILL LYNCH, PIERCE, FENNER & SMITH
INCORPORATED
as Representatives of the
several Underwriters
Show Raw Text
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[CITIGROUP LETTERHEAD]
October 25, 2004
VIA FACSIMILE AND EDGAR
TRANSMISSION
-----------------------
Securities and Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549
RE: Calamos Asset Management, Inc.
Registration Statement on Form S-1
Registration No. 333-117847
-----------------------------------
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, the
undersigned, as Representatives of the prospective Underwriters, hereby join in
the request with Calamos Asset Management, Inc. that the effective date for the
above-referenced registration statement be accelerated so that it may become
effective at 2:00 p.m. (New York time), on October 27, 2004 or as soon
thereafter as is practicable.
In accordance with Rule 460 under the Securities Act of 1933, as amended,
and in connection with the foregoing, please note that the undersigned has
effected from October 12, 2004 through the date hereof, the distribution of
approximately 16,100 copies of the Preliminary Prospectus dated October 12, 2004
to prospective Underwriters, institutional investors, retail investors, dealers
and others.
The undersigned confirm that they have complied with and will continue to
comply with, and that they have been informed by the participating underwriters
and dealers that they have complied with and will continue to comply with, Rule
15c2-8 under the Securities Exchange Act of 1934, as amended, in connection with
the above-referenced issue.
Very truly yours,
CITIGROUP GLOBAL MARKETS INC.
MERRILL LYNCH & CO
MERRILL LYNCH, PIERCE, FENNER & SMITH
INCORPORATED
as Representatives of the
several Underwriters
By: CITIGROUP GLOBAL MARKETS INC.
By: /s/ Martha Bailey
--------------------------------
Name: Martha Bailey
Title: Senior Vice President
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