SEC Company Response from ECC Capital (ECRO) — Feb 10, 2005
ECC Capital CORP
Date: Feb. 10, 2005 · CIK: 0001300317 · Accession: 0001193125-05-025257
AI Filing Summary & Sentiment
File numbers found in text: 333-118253
Letter
Securities and Exchange Commission Washington, DC 20549 Attention: Mr. Owen Pinkerton ECC Capital Corporation Registration Statement on Form S-11 (File No. 333-118253)
Dear Mr. Pinkerton:
Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act of 1933, as amended (the “Securities Act”), we, on behalf of ourselves and the several Underwriters, wish to advise you that in connection with the above-captioned Registration Statement, copies of the Preliminary Prospectus dated January 20, 2005 were distributed during the period January 20, 2005 through February 9, 2005 as follows:
Preliminary Prospectus
Underwriters:
Dealers:
Institutions:
Individuals:
Reference is made to the letter from ECC Capital Corporation (the “Company”), dated February 10, 2005 requesting effectiveness of the Registration Statement at 4:00 PM Eastern Standard Time on February 14, 2005. In accordance with Rule 461 of the General Rules and Regulations under the Securities Act, we hereby join in the request of the Company for acceleration of the effective date of the above-named Registration Statement so that it becomes effective at 4:00 PM Eastern Standard Time on February 14, 2005, or as soon thereafter as practicable.
If you have questions or comments regarding this request, please call Andrew S. Epstein of Clifford Chance at (212) 878-8332.
[Signature to follow.]
Very truly yours,
FRIEDMAN, BILLINGS, RAMSEY & CO., INC.,
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CORRESP 1 filename1.htm Letter to the SEC Staff Friedman, Billings, Ramsey & Co., Inc. 1001 19th Street North Arlington, Virginia 22209 February 10, 2005 VIA FACSIMILE AND EDGAR Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Attention: Mr. Owen Pinkerton ECC Capital Corporation Registration Statement on Form S-11 (File No. 333-118253) Dear Mr. Pinkerton: Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act of 1933, as amended (the “Securities Act”), we, on behalf of ourselves and the several Underwriters, wish to advise you that in connection with the above-captioned Registration Statement, copies of the Preliminary Prospectus dated January 20, 2005 were distributed during the period January 20, 2005 through February 9, 2005 as follows: Preliminary Prospectus Underwriters: 20 Dealers: 100 Institutions: 1632 Individuals: 1577 Reference is made to the letter from ECC Capital Corporation (the “Company”), dated February 10, 2005 requesting effectiveness of the Registration Statement at 4:00 PM Eastern Standard Time on February 14, 2005. In accordance with Rule 461 of the General Rules and Regulations under the Securities Act, we hereby join in the request of the Company for acceleration of the effective date of the above-named Registration Statement so that it becomes effective at 4:00 PM Eastern Standard Time on February 14, 2005, or as soon thereafter as practicable. If you have questions or comments regarding this request, please call Andrew S. Epstein of Clifford Chance at (212) 878-8332. [Signature to follow.] Very truly yours, FRIEDMAN, BILLINGS, RAMSEY & CO., INC., on behalf of itself and the several underwriters By: /s/ James R. Kleeblatt Name: James R. Kleeblatt Title: Senior Managing Director cc: ECC Capital Corporation Latham & Watkins LLP Amanda McManus Clifford Chance US LLP