SEC Company Response from HOULIHAN LOKEY, INC. (HLI) (CIK 0001302215) (HLI) — Aug 10, 2015
HOULIHAN LOKEY, INC. (HLI) (CIK 0001302215)
Date: Aug. 10, 2015 · CIK: 0001302215 · Accession: 0001104659-15-058085
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-205610
Letter
August 10, 2015
VIA EDGAR
United States Securities and Exchange Commission
Division of Corporate Finance
100 F Street, N.E.
Washington, D.C. 20549-6010
Attention:
Christian Windsor, Will Dorton, Stephanie Ciboroski, Michelle Miller
Re:
Houlihan Lokey, Inc. (the “Company”)
Registration Statement on Form S-1 (Registration No. 333-205610)
Ladies and Gentlemen:
As representative of the several underwriters of the Company’s proposed public offering of common stock, we hereby join the Company’s request that the effective date of the above-referenced Registration Statement be accelerated so that the above-referenced Registration Statement will be declared effective at 4:00 p.m., Eastern Time, on August 12, 2015, or as soon thereafter as is practicable.
Pursuant to Rule 460 under the Act, we wish to advise you that we have distributed approximately 893 copies of the Preliminary Prospectus issued August 3, 2015 through the date hereof, to underwriters, dealers, institutions and others.
The undersigned advise that they have complied and will continue to comply, and that they have been informed by the participating underwriters and dealers that they have complied with and will continue to comply, with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
[Remainder of Page Intentionally Left Blank]
Very truly yours,
As Representative of the several Underwriters
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CORRESP 1 filename1.htm August 10, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Christian Windsor, Will Dorton, Stephanie Ciboroski, Michelle Miller Re: Houlihan Lokey, Inc. (the “Company”) Registration Statement on Form S-1 (Registration No. 333-205610) Ladies and Gentlemen: As representative of the several underwriters of the Company’s proposed public offering of common stock, we hereby join the Company’s request that the effective date of the above-referenced Registration Statement be accelerated so that the above-referenced Registration Statement will be declared effective at 4:00 p.m., Eastern Time, on August 12, 2015, or as soon thereafter as is practicable. Pursuant to Rule 460 under the Act, we wish to advise you that we have distributed approximately 893 copies of the Preliminary Prospectus issued August 3, 2015 through the date hereof, to underwriters, dealers, institutions and others. The undersigned advise that they have complied and will continue to comply, and that they have been informed by the participating underwriters and dealers that they have complied with and will continue to comply, with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended. [Remainder of Page Intentionally Left Blank] Very truly yours, As Representative of the several Underwriters MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED By: /s/Michele A.H. Allong Name: Michele A.H. Allong Title: Vice President [Signature Page to Acceleration Request]