SEC Company Response from Refco Inc. (CIK 0001321746) — Aug 5, 2005
Refco Inc. (CIK 0001321746)
Date: Aug. 5, 2005 · CIK: 0001321746 · Accession: 0000950157-05-000585
AI Filing Summary & Sentiment
File numbers found in text: 333-123969
Letter
Securities and Exchange Commission Division of Corporation Finance Attn: Christian Windsor, Esq. Registration Statement on Form S-1 File No. 333-123969
Re: REFCO INC.
Dear Mr. Windsor:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby join in the request of the Company that the effective date of the Registration Statement be accelerated so that the Registration Statement may become effective by 4:00 PM on August 10, 2005 or as soon thereafter as practicable.
Sincerely,
CREDIT SUISSE FIRST BOSTON LLC
GOLDMAN, SACHS & CO.
BANC OF AMERICA SECURITIES LLC
DEUTSCHE BANK SECURITIES INC.
J.P. MORGAN SECURITIES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANDLER O’NEILL & PARTNERS, L.P.
HSBC SECURITIES (USA) INC.
As Representatives
By: Credit Suisse First Boston LLC
/s/ Joseph D. Fashano
Title: Director
August 4,
Securities and Exchange Commission
Division of Corporation Finance
F Street, N.E.- Room 3528
Washington, D.C. 20549
Attn: Christian Windsor, Esq.
Re: REFCO INC.
Registration Statement on Form S-1
File No. 333-123969
Dear Mr. Windsor:
The following information with respect to the distribution of the preliminary prospectus dated July 25, 2005 is furnished pursuant to Rule 460 of the Rules and Regulations of the Commission under the Securities Act of 1933, as amended, in connection with the request for acceleration of the effective date of the aforementioned Registration Statement.
The number of preliminary prospectuses dated July 25, 2005 as distributed between July 25, 2005 and August 4, 2005 is as follows:
No. of Copies dated
July 25, 2005
To Prospective Underwriters
16,582
To Institutions
To Individuals
To Statistical Services
Total
18,500
Sincerely,
CREDIT SUISSE FIRST BOSTON LLC
GOLDMAN, SACHS & CO.
BANC OF AMERICA SECURITIES LLC
DEUTSCHE BANK SECURITIES INC.
J.P. MORGAN SECURITIES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANDLER O’NEILL & PARTNERS, L.P.
HSBC SECURITIES (USA) INC.
As Representatives
By: Credit Suisse First Boston LLC
/s/ Joseph D. Fashano
Title: Director
August 4,
Securities and Exchange Commission
Division of Corporation Finance
F Street, N.E. - Room 3528
Washington, D.C. 20549
Attn: Christian Windsor, Esq.
Re: REFCO INC.
Registration Statement on Form S-1
File No. 333-123969
Dear Mr. Windsor:
In connection with the Preliminary Prospectus distribution for the above-mentioned issue, the prospective underwriters have confirmed that they are complying with the 48-Hour requirement as promulgated by Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
Sincerely,
CREDIT
SUISSE FIRST BOSTON LLC
Show Raw Text
CORRESP
1
filename1.htm
Letter to the SEC
August
4,
2005
Securities
and Exchange Commission
Division
of Corporation Finance
100
F Street, N.E. - Room 3528
Washington,
D.C. 20549
Attn:
Christian Windsor, Esq.
Re: REFCO
INC.
Registration
Statement on Form S-1
File
No.
333-123969
Dear
Mr.
Windsor:
Pursuant
to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby
join in the request of the Company that the effective date of the Registration
Statement be accelerated so that the Registration Statement may become effective
by 4:00 PM on August 10, 2005 or as soon thereafter as practicable.
Sincerely,
CREDIT
SUISSE FIRST BOSTON LLC
GOLDMAN,
SACHS & CO.
BANC
OF
AMERICA SECURITIES LLC
DEUTSCHE
BANK SECURITIES INC.
J.P.
MORGAN SECURITIES INC.
MERRILL
LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANDLER
O’NEILL & PARTNERS, L.P.
HSBC
SECURITIES (USA) INC.
As
Representatives
By: Credit
Suisse First Boston LLC
/s/
Joseph D. Fashano
Title:
Director
August
4,
2005
Securities
and Exchange Commission
Division
of Corporation Finance
100
F Street, N.E.- Room 3528
Washington,
D.C. 20549
Attn:
Christian Windsor, Esq.
Re: REFCO
INC.
Registration
Statement on Form S-1
File
No.
333-123969
Dear
Mr.
Windsor:
The
following information with respect to the distribution of the preliminary
prospectus dated July 25, 2005 is furnished pursuant to Rule 460 of the Rules
and Regulations of the Commission under the Securities Act of 1933, as amended,
in connection with the request for acceleration of the effective date of the
aforementioned Registration Statement.
The
number of preliminary prospectuses dated July 25, 2005 as distributed between
July 25, 2005 and August 4, 2005 is as follows:
No.
of Copies dated
July
25, 2005
To
Prospective Underwriters
16,582
To
Institutions
1108
To
Individuals
800
To
Statistical Services
10
Total
18,500
Sincerely,
CREDIT
SUISSE FIRST BOSTON LLC
GOLDMAN,
SACHS & CO.
BANC
OF
AMERICA SECURITIES LLC
DEUTSCHE
BANK SECURITIES INC.
J.P.
MORGAN SECURITIES INC.
MERRILL
LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANDLER
O’NEILL & PARTNERS, L.P.
HSBC
SECURITIES (USA) INC.
As
Representatives
By: Credit
Suisse First Boston LLC
/s/
Joseph D. Fashano
Title:
Director
August
4,
2005
Securities
and Exchange Commission
Division
of Corporation Finance
100
F Street, N.E. - Room 3528
Washington,
D.C. 20549
Attn:
Christian Windsor, Esq.
Re: REFCO
INC.
Registration
Statement on Form S-1
File
No.
333-123969
Dear
Mr.
Windsor:
In
connection with the Preliminary Prospectus distribution for the above-mentioned
issue, the prospective underwriters have confirmed that they are complying
with
the 48-Hour requirement as promulgated by Rule 15c2-8 under the Securities
Exchange Act of 1934, as amended.
Sincerely,
CREDIT
SUISSE FIRST BOSTON LLC
GOLDMAN,
SACHS & CO.
BANC
OF
AMERICA SECURITIES LLC
DEUTSCHE
BANK SECURITIES INC.
J.P.
MORGAN SECURITIES INC.
MERRILL
LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANDLER
O’NEILL & PARTNERS, L.P.
HSBC
SECURITIES (USA) INC.
As
Representatives
By: Credit
Suisse First Boston LLC
/s/
Joseph D. Fashano
Title:
Director