SecProbe.io

Filing text and metadata
Intelligence Terminal Search Probe Scores Topics IPO Watchlist Monthly Activity About API

SEC Company Response from Altimmune, Inc. (ALT) (CIK 0001326190) (ALT) — Sep 27, 2018

Altimmune, Inc. (ALT) (CIK 0001326190)
Date: Sept. 27, 2018 · CIK: 0001326190 · Accession: 0001193125-18-285764

AI Filing Summary & Sentiment

Sentiment
Urgency
Document Type
Confidence
SEC Posture
Company Posture

Summary

Reasoning

File numbers found in text: 333-226441

Date
September 27, 2018
Author
ROTH CAPITAL PARTNERS, LLC
Form
CORRESP
Company
Altimmune, Inc. (ALT) (CIK 0001326190)

Letter

UW Acceleration Request

Roth Capital Partners, LLC

888 San Clemente Drive

Newport Beach, CA 92660

September 27, 2018

Securities and Exchange Commission

100 F Street, N.E.

Washington, D.C. 20549

Re: Altimmune, Inc. (the “Company”)

Registration Statement on Form S-1 (File No. 333-226441)

Ladies and Gentlemen:

In connection with the above-captioned registration statement, and pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Act”), Roth Capital Partners, LLC, as the sole underwriter, hereby joins in the request of the Company that the effective date of such registration statement be accelerated to 5:00 p.m. (Eastern time) on Thursday, September 27, 2018, or as soon thereafter as practicable.

In making this request the undersigned acknowledges that it is aware of its obligations under the Act as they relate to the public offering of securities pursuant to the registration statement.

[Signature Page Follows]

Very truly yours,
ROTH CAPITAL PARTNERS, LLC,

Show Raw Text
CORRESP
1
filename1.htm

UW Acceleration Request

 Roth Capital Partners, LLC

888 San Clemente Drive

Newport Beach, CA 92660

September 27, 2018

 Securities and Exchange Commission

 100 F Street, N.E.

 Washington, D.C. 20549

Re:
 Altimmune, Inc. (the “Company”)

 Registration Statement on Form S-1 (File No. 333-226441)

 Ladies and Gentlemen:

In connection with the above-captioned registration statement, and pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Act”),
Roth Capital Partners, LLC, as the sole underwriter, hereby joins in the request of the Company that the effective date of such registration statement be accelerated to 5:00 p.m. (Eastern time) on Thursday, September 27, 2018, or as soon
thereafter as practicable.

 In making this request the undersigned acknowledges that it is aware of its obligations under the Act as they relate to the
public offering of securities pursuant to the registration statement.

[Signature Page Follows]

 Very truly yours,

ROTH CAPITAL PARTNERS, LLC,

 As the Sole Underwriter

By:

/s/ Aaron M. Gurewitz

 Name:

 Title:

 Aaron M. Gurewitz

 Head of Equity Capital
Markets