SEC Company Response from XWELL, Inc. (XWEL) (CIK 0001410428) (XWEL) — Jun 16, 2010
XWELL, Inc. (XWEL) (CIK 0001410428)
Date: June 16, 2010 · CIK: 0001410428 · Accession: 0001193125-10-140577
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-164575
Letter
VIA EDGAR AND FACSIMILE Securities and Exchange Commission Division of Corporation Finance Attention: Mr. Larry Spirgel, Esq. Re: Vringo, Inc. Registration Statement on Form S-1 originally filed January 29, 2010 and amended on March 29, 2010, April 15, 2010, May 18, 2010 and June 3, 2010 (File No. 333-164575) (the “Registration Statement”)
Dear Mr. Spirgel:
Pursuant to Rule 461 of the General Rules and Regulations promulgated under the Securities Act of 1933, as amended (the “Securities Act”), Maxim Group LLC, as representative of the underwriters of the offering, hereby joins the request of Vringo, Inc. that the effective date of the above-captioned Registration Statement be accelerated so as to permit it to become effective on Thursday, June 17, 2010, at 4:30 p.m., EST, or as soon thereafter as practicable.
Pursuant to Rule 460 of the General Rules and Regulations promulgated under the Securities Act, please be advised that the preliminary prospectus, dated May 18, 2010, and the free writing prospectus, dated June 15, 2010, in connection with the Registration Statement were distributed approximately as follows:
Underwriters and dealers
1,305
Institutional investors
Individuals and corporations
Total
2,038
The undersigned advises that it complied and will continue to comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
Any questions should be addressed to Jeffrey P. Schultz, at Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. at (212) 935-3000.
Securities and Exchange Commission
June 16, 2010
Page 2
Very truly yours,
MAXIM GROUP LLC
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CORRESP
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filename1.htm
SEC Acceleration Letter
MAXIM GROUP LLC
405 Lexington Avenue,
2nd Floor
New York, NY 10174
June 16, 2010
VIA EDGAR AND FACSIMILE
Securities and Exchange Commission
Division of
Corporation Finance
100 F Street, N.E.
Washington, DC 20549
Attention: Mr. Larry
Spirgel, Esq.
Re:
Vringo, Inc.
Registration Statement on Form S-1 originally filed January 29, 2010 and
amended on March 29, 2010, April 15, 2010, May 18, 2010 and June 3, 2010
(File No. 333-164575) (the “Registration Statement”)
Dear Mr. Spirgel:
Pursuant to Rule 461 of the General Rules and Regulations promulgated under the Securities Act of 1933, as amended (the “Securities
Act”), Maxim Group LLC, as representative of the underwriters of the offering, hereby joins the request of Vringo, Inc. that the effective date of the above-captioned Registration Statement be accelerated so as to permit it to become effective
on Thursday, June 17, 2010, at 4:30 p.m., EST, or as soon thereafter as practicable.
Pursuant to Rule 460 of the General
Rules and Regulations promulgated under the Securities Act, please be advised that the preliminary prospectus, dated May 18, 2010, and the free writing prospectus, dated June 15, 2010, in connection with the Registration Statement were
distributed approximately as follows:
Underwriters and dealers
1,305
Institutional investors
383
Individuals and corporations
350
Total
2,038
The
undersigned advises that it complied and will continue to comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
Any questions should be addressed to Jeffrey P. Schultz, at Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. at (212) 935-3000.
Securities and Exchange Commission
June 16, 2010
Page 2
Very truly yours,
MAXIM GROUP LLC
By:
/s/ Clifford A. Teller
Name: Clifford A. Teller
Title: Executive Managing Director