SEC Company Response from Atomera Inc (ATOM) (CIK 0001420520) (ATOM) — Aug 2, 2016
Atomera Inc (ATOM) (CIK 0001420520)
Date: Aug. 2, 2016 · CIK: 0001420520 · Accession: 0001615774-16-006537
AI Filing Summary & Sentiment
Reasoning
Letter
Re: Atomera Incorporated
National Securities Corporation
410 Park Avenue, 14th Floor
New York, NY 10022
August 2, 2016
Securities and Exchange Commission
100 F. Street, N.E.
Washington, D.C. 20549
Registration Statement on Form S-1
File No. 333- 212353
Ladies and Gentlemen:
In accordance with the provisions of Rule 460 under the Securities Act of 1933, National Securities Corporation, as underwriter of the proposed public offering of shares of Common Stock of Atomera Incorporated, distributed copies of the Preliminary Prospectus dated July 29, 2016 as follows:
(1) 50 copies to institutions;
(2) one copy to a FINRA member; and
(3) 300 copies to individual investors.
We have been informed by participating dealers that, in accordance with Rule 15c2-8 under the Securities Exchange Act of 1934, copies of the Preliminary Prospectus dated July 29, 2016 have been distributed to all persons to whom it is expected confirmations of a sale will be sent; and we likewise so distributed copies to all customers of ours.
We have adequate capital to underwrite a “firm commitment.”
Very truly yours,
NATIONAL SECURITIES CORPORATION
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National Securities Corporation
410 Park Avenue, 14th Floor
New York, NY 10022
August 2, 2016
Securities and Exchange Commission
100 F. Street, N.E.
Washington, D.C. 20549
Re:
Atomera Incorporated
Registration Statement on Form S-1
File No. 333- 212353
Ladies and Gentlemen:
In accordance with the provisions of Rule 460 under the Securities
Act of 1933, National Securities Corporation, as underwriter of the proposed public offering of shares of Common Stock of Atomera
Incorporated, distributed copies of the Preliminary Prospectus dated July 29, 2016 as follows:
(1) 50 copies to institutions;
(2) one copy to a FINRA member; and
(3) 300 copies to individual investors.
We have been informed by participating dealers that, in accordance
with Rule 15c2-8 under the Securities Exchange Act of 1934, copies of the Preliminary Prospectus dated July 29, 2016 have been distributed
to all persons to whom it is expected confirmations of a sale will be sent; and we likewise so distributed copies to all customers
of ours.
We have adequate capital to underwrite a
“firm commitment.”
Very truly yours,
NATIONAL SECURITIES CORPORATION
By:
/s/ Jonathan C. Rich
Name: Jonathan C. Rich
Title: EVP – Head of Investment Banking